Result oriented and high-energy driven professional, targeting challenging assignments as a Company Secretary with an esteemed organization for mutual growth.
Overview
7
7
years of professional experience
Work History
Company Secretary
Felix Healthcare Private Limited
03.2024 - Current
Led the preparation of company documentation and compliance requirements for pre-IPO (Initial Public Offering) processes.
Managed regular compliance requirements according to Companies Act, ensuring all deadlines were met.
Reviewed and organized documentation to ensure hospital operations complied with all relevant healthcare laws and regulations.
Coordinated and participated in meetings with the Registrar and Transfer Agents (RTA), and Merchant Bankers to discuss Private Equity (PE) investments, IPO planning, and ESOP.
Handled applications for regulatory compliance violations, and managed compounding procedures with relevant authorities.
Executed share swap transactions (process of exchanging shares between companies).
Compliance Manager
Rishabh Aggarwal & Associates and Group Companies of Rishabh Aggarwal
02.2021 - 02.2024
Company Overview: Wazirs Securities Private Limited and its Group
Wazirs Securities Private Limited and its Group
Assistant Company Secretary
Kuber Automotive Private Limited
09.2020 - 02.2021
Assistant Company Secretary
Mayank Adlakha & Associates
09.2019 - 08.2020
CS Management Trainee
Lemon Tree Hotels Limited
05.2018 - 08.2019
Company Overview: Listed in NSE and BSE
Listed in NSE and BSE
Education
NISM – 3 A - Compliance Officer in Intermediaries
SEBI
01.2022
CS -
ICSI
01.2020
M.com - Business Administration
Krishna College of Sports & Education
Agra
Skills
Regulatory compliance
Document management
Corporate governance
Risk assessment
Legal research
Financial reporting
Accomplishments
Best Project Report Award (ICSI MSOP)
Hobbies and Interests
Exploring new places
Languages
Hindi
English
Personal Information
Marital Status: Single
Overall Work Experience
Handled periodical as well as event based disclosures under SEBI (LODR) Regulations, 2015.
Preparing Notices, Director Report, Annual Report, Resolutions & Minutes of AGM, EGM, BM and Committees Meeting.
Issuance & Allotment of securities.
Alteration of Memorandum and Articles of Association.
Maintenance of all statutory Records and Registers as required under the provisions of Companies Act, 2013 and other applicable laws.
Preparation and filing of various Physical and E-Forms & attachments thereto.
Demat, transfer of Shares including securing the ISIN of the Company.
Appointment, re-appointment & resignation of Auditors, KMP's & other directors and filing of necessary forms.
Striking Off Companies.
Incorporation of various companies like Public, Private, Producer Companies & LLP.
Drafting various agreements.
Drafting of other legal documents like POA, affidavits, Indemnity Bond, Vakalatnama etc.
Private Placement, Right Issue of Companies.
Fast Track Merger of Private Companies.
Drafting and filing of various Petitions and attachments thereof to NCLT regarding IBC and Companies Act.
Drafting and filing of Replies to the Registrar of Trademark against the Notice of Opposition, Examination reports etc.
Assisted in filing application to SEBI for Stock Broking & Clearing Member Registration.
Timeline
Company Secretary
Felix Healthcare Private Limited
03.2024 - Current
Compliance Manager
Rishabh Aggarwal & Associates and Group Companies of Rishabh Aggarwal
Senior Ar Caller at U.S Medical billing, Visionary Rcm Infotech India Pvt Ltd, Omega Healthcare private limited and Access Healthcare private limitedSenior Ar Caller at U.S Medical billing, Visionary Rcm Infotech India Pvt Ltd, Omega Healthcare private limited and Access Healthcare private limited