Neeraj Sharma
Gurgaon
Summary
Detail-oriented Corporate Actions Analyst with 6+ years of experience in end-to-end processing of mandatory and voluntary corporate actions (dividends, stock splits, rights issues, and mergers) within the Indian and global capital markets. Proven expertise in SWIFT messaging (MT564, MT568), cash/security reconciliations, and regulatory compliance with SEBI guidelines and depository frameworks (NSDL/CDSL).
Overview
1
1
Language
7
7
years of professional experience
Work History
Trade and Settlement Analyst
NTT DATA
Gurugram
02.2024 - 09.2026
- Managed complex domestic and cross-border mandatory and voluntary events, achieving a 99% on-time processing accuracy rate.
- Processed daily corporate action events by analyzing complex legal notices, exchange circulars (BSE/NSE), and vendor data feeds.
- Reconciled cash and security position balances daily, resolving exceptions swiftly to prevent monetary penalties and risk exposure.
- Liaised with custodians, transfer agents, and internal stakeholders to track entitlements and resolve proxy voting or settlement discrepancies.
Capital Markets Associate
WIPRO LTD
Gurugram
03.2022 - 09.2023
- Analyzing market trends, evaluate potential investments, and cultivate relationships with fund managers to ensure client success.
- Well versed in Interest Rate Derivatives under Treasury Settlements. Calculation and formation of pricing data for various asset classes curves, File content management.
- Matching SWIFT messages of Swaps, Fixed income, Options and Commodities. Having interactions with clients to report discrepancy in trades and to get them resolved.
Associate
TATA CONSULTANCY SERVICES
Gurugram
12.2019 - 02.2022
- Responsible for pre-matching the SWIFT messages of high volume and risky trades before settlement and to highlight any discrepancy in the trades to reduce conflict between both parties.
- Handling all the Derivatives products like Options, Futures, Forwards and Swaps.
- Preparing daily productivity reports and helped in analysis on how to reduce Standard processing time for trades or transaction by using tools like excel and SQL.
Education
Bachelor's of Business Administration -
D.A.V. College
Abohar, Punjab, IndiaMatriculation -
Govt. Senior Secondary School
Abohar, Punjab, IndiaSkills
- Corporate Actions Lifecycle
- Announcement capture, validation, entitlement calculation, and notification
- Market Regulations: SEBI guidelines, RBI compliance, and Depository Participant (DP) operations
- Financial Systems & Tools: SWIFT (MT564/MT568), Bloomberg
- Risk & Reconciliation
- Cash/security position reconciliation
- Exception handling, and loss mitigation
Languages
- English
- Hindi
- Punjabi
Hobbies and Interests
- Travelling
- Listening to music
Languages
English
Beginner
A1
Timeline
Trade and Settlement Analyst
NTT DATA
02.2024 - 09.2026
Capital Markets Associate
WIPRO LTD
03.2022 - 09.2023
Associate
TATA CONSULTANCY SERVICES
12.2019 - 02.2022
Bachelor's of Business Administration -
D.A.V. College
Matriculation -
Govt. Senior Secondary School