Nithya M

• Executed quality checks for onboarding and periodic client reviews per global KYC policies.
• Served as SME for CDD, EDD, and PEP reviews across various jurisdictions.
• Collaborated with internal and external clients to ensure regulatory documentation compliance.
• Managed team performance and SLAs while conducting ongoing policy and process training.
• Facilitated process improvements and resolved escalations in coordination with stakeholders.
• Created monthly reports outlining progress on key initiatives.
• Managed daily workflow of team members to meet organizational goals.
• Handled responsibilities successfully in manager's absence.

• Executed KYC remediation for corporate entities across APAC, EMEA, and US regions.
• Completed end-to-end KYC reviews utilizing tools such as Lexis Nexis and Orbis.
• Conducted client risk assessments and verified ownership to ensure compliance.
• Provided training and served as subject matter expert for screening-related inquiries.

Project 1: Transaction Monitoring Analyst (Jan 2014 - May 2018)

• Conducted risk-based reviews of corporate clients, analyzing ownership and business structures.
• Performed PEP screening, adverse media checks, and client categorization to mitigate risks.
• Supported KYC compliance across multiple jurisdictions to ensure regulatory adherence.

Project 1: Transaction Monitoring Analyst (Jan 2014 - May 2018)

• Conducted investigations of suspicious activities in accordance with the BSA, the USA PATRIOT Act, and OFAC guidelines.
• Reviewed alerts using Actimize, escalating, and documenting findings for compliance purposes.
• Ensured compliance in sanctions screening for retail and institutional clients.
• Performed screenings of suspicious activities for internal and external customers based on system-generated alerts.