Senior Manager
Pradeep Srivastava
Standard Chartered GBS
Bangalore,Karnataka
Summary
Liquidity & Regulatory Reporting professional with 14+ years' experience across Basel III Liquidity (LCR / NSFR), PRA110, survival horizon modelling, and statutory country returns. Seeking Senior Liquidity Risk Reporting role in a banking environment where I can apply regulatory expertise, uplift reporting control maturity and lead reporting teams towards zero-defect submissions.
21
Years of experience
Work History
Assistant Manager
2 Years 10 Months- Managed operational team by monitoring service levels, making timely decisions, and conducting weekly team meetings focused on achieving targets.
- Drove performance of a team of 5 analysts, ensured client metrics were met as per SLA, managed stressful situations, and achieved results against SLA performance indicators.
- Set up and reviewed KPIs while mentoring and supervising the team to achieve targets.
- Standardized processes for efficiency across teams.
- Resolved all process or client-related issues immediately and escalated matters to management.
- Reported issues promptly, escalated concerns, and addressed any process or support function-related matters impacting operations.
- Conducts and initiates various training, allied activities with the team and the group.
- Analyze financial data using online and other data sources such as Bloomberg.
- Preparing the financial statement in a standardized format as per the Bloomberg terminal.
Senior Manager
5 Years 10 Months- Leading a team of 3 FTE in the current engagement with responsibility spread across the validation and submission of PRA110/CFMR/LCR/ALMM/Internal risk reporting in the liquidity space for SCB UK.
- Ensured timely review and submission of daily, weekly, and monthly regulatory reports, enhancing compliance with PRA timelines.
- Leading, training and monitoring performance of the team members for maintaining excellence in the service operations.
- Developed GAP assessment framework and escalation matrix, identifying and addressing submission gaps in line with PRA requirements through collaboration with relevant teams.
- Maintained controls, documentation, and audit trails to ensure compliance with PRA and internal accounting policies.
- Prepared, analyzed, and reviewed LCR/SH reports daily for major countries including Singapore, Malaysia, Vietnam, and India.
- Prepared and reviewed daily risk reports, including Treasury reports (SH/MCO/DLRR) for ASA entities in Singapore, Malaysia, Thailand, and Vietnam.
- Address internal and external audit findings for resolution and adherence to BCBS 239 principles
- Conducted OLAR and SH testing for various entities to ensure compliance with regulatory standards. Conducted model validation and testing, while optimizing processes through automation at various stages.
- Optimizing DLRR reporting process on the BAU side, leading to off-shoring reporting process for Asia countries
- Contributed to the DLRR/OLAR implementation workshop, enhancing the solution's robustness, effectiveness, and scalability.
- Liaising with the Project Team, Development Team and external solution providers.
Manager
1 Year 1 Month- Leading, training and monitoring performance of the team members for maintaining excellence in the service operations.
- Ensured timely closure of monthly valuation entries in books of accounts by analyzing movements in balances of various assets and liabilities and providing variance explanations for management review.
- Prepare and submit the Balance sheet, P&L and other off balance sheet exposure report as basis regulatory requirement on Monthly/Quarter/Annual basis.
- Submitted various internal and external reports to management, MAS & RBI according to outlined guidelines.
- Maintained controls, documentation, and audit trails to ensure compliance with PRA, RBI, MAS, and internal accounting policies.
- Ensuring account reconciliations, review month end closing balances and perform routine variance analysis in order to identify movement as well as errors. Coordinating with the various Business Units to ensure the correct accounting and reconciliation related to intercompany transactions.
- Identified and provided adjusting entries (temporary and permanent) to meet country and local statutory requirements.
- Developed a gap assessment framework and escalation matrix, identifying gaps in regulatory submissions and collaborating with related teams to address findings.
- Maintained dashboard and other Onshore-specific materials along with operational requirements.
Associate Manager
2 Years 9 Months- Managed MAS and RBI reporting processes to ensure compliance with regulatory standards.
- Managed MI reporting processes to ensure timely and consistent delivery of data and improve quality.
- Supported preparation of base rate computation for net stable funding ratio in compliance with Basel III requirements, facilitating quarterly reporting to capital management team.
- Revised standard operating procedures in collaboration with onshore team, clarifying processes for improved understanding and execution.
- Assisted in-country teams in finalizing performance decks and conducting ad hoc analyses, providing insights for management review.
- Maintained the dashboard and other onshore-specific materials and operational requirements.
Senior Executive
2 Years 10 Months- reporting under IFRS/US GAAP for global market using Bloomberg Terminal.
- Performed financial analysis of balance sheet, income statement, cash flow statement, and related notes for evaluation of financial ratios.
- financial-report analysis for 10-K, 10-Q, 6-K, and 8-K filings and updating of income statement, balance sheet, and cash flow statements in accordance with US GAAP, UK GAAP, IFRS, and country-specific accounting standards.
- Performed variance analysis by examining balance sheet and profit & loss statements each month to pinpoint causes of account balance changes.
- Produced graphs, charts, and monthly reports to effectively communicate financial data insights.
- Streamlined financial statements to enhance clarity and consistency for disciplined investment decision-making.
- Assessing international financial portfolios for Bloomberg (L.P.) USA within portfolio quality team.
- mutual fund performance analysis via NAV tracking securities correction/updating mechanism.
- Delivered assignment work with sustained attention to detail.
- organized, detail-oriented, consistently demonstrating strong work ethic.
- eager to learn and committed to continual improvement.
- Established track record of quick learning and adaptation to new situations.
- Built communication and organizational skills while working on group projects.
- Reviewed information to identify issues, assess impact, and provide solutions to problems.
Research Lead
3 Years 2 Months- Led a team of 5 analysts in regulatory reporting, ensuring timely and accurate submissions. - Supervising and managing a team of 5 analysts (MBA Finance), involved in the Regulatory Reporting.
- Ensured compliance with financial regulatory requirements through accurate submission of consolidated credit risk data to the PRA.
- Preparation and submission of voluntary BASEL III (LCR, NSFR & Leverage) ratios for all banking and other legal entities.
- Assisted in completing analysis of PRA Returns based on regulatory rules.
- Provided quality briefing which outlines risks to senior management and liaised with specialist support units.
- Ensuring Europe region meets the reporting requirements of the PRA Regulations.
- Reviewed employee performance and conducted annual appraisals to support career planning and improve retention.
- Monitor/Control diverse aspects of Operations like IT infrastructure, Client relations, Documentation, Standardization of processes, Cross training, Attrition control, Risk & Compliance, Quality initiatives.
Sr. Research Associate
2 Years 7 Months- Conducted primary and secondary financial research, gathering data from qualified sources for US, Canada, and European companies to support informed decision-making.
- Assessed and reviewed special projects, effectively utilizing resources to meet established deadlines.
- Monitored production output to ensure optimal quantity and quality standards were consistently met.
Account Assistant
1 Year- Handled processing of supplier invoices and purchase records for client accounts.
- Maintained accurate ledgers for chartered accountancy clients.
- Reconciled bank statements and general ledger entries.
- Prepared tax plans and filed direct and indirect tax returns, including income tax, sales tax, and TDS, ensuring compliance with statutory tax acts for diverse clients of the firm.
Education
PGDBA - Finance
B.Com. (H)
Skills
Regulatory reporting
Liquidity reporting
PRA submissions
Balance sheet review
Variance analysis
Audit compliance
Risk reporting
Process improvement
Operational Excellence
Process automation
Data Visualization
Financial Software
MS Office (Word
Excel
PowerPoint)
Team leadership
Personal Information
- Title: Senior Manager – Liquidity Reporting
- Date of Birth: 1983-01-20
Accomplishments
- 2025
- MAPS “One Adjustment” Liquidity Reporting Transformation
- Delivered the MAPS “One Adjustment” solution to standardise and centralise all adjustment logic (CFMR / LCR / SH) into a single adjustment engine, eliminating multiple manual adjustment touchpoints and improving reporting consistency, transparency and control across Daily / Weekly / Monthly Liquidity submissions.
- Validated the output generated in comparison to the old application and rectified the spec. accordingly. Maintained a record of distributes sent to the client.
- 2013
- CF Application
- Played a key role as part crucial team which helps the IT team in special software development process "CF Application". Responsible for testing and validation of software and providing feedback from an Analyst's point of view for IPREO India Pvt. Ltd. (Now Morningstar India Pvt. Ltd.).
Timeline
Senior Manager
Standard Chartered GBS
01.2021 - Current
Manager
Standard Chartered GBS
11.2019 - 12.2020
Associate Manager
Standard Chartered GBS
02.2017 - 11.2019
Research Lead
Evalueserve Pvt Limited.
12.2013 - 02.2017
Assistant Manager
Wipro Limited
02.2011 - 12.2013
Senior Executive
Wipro Limited
02.2011 - 12.2013
Sr. Research Associate
Morningstar India Pvt. Ltd.
07.2006 - 02.2009
Account Assistant
Charted Accountancy Firm
06.2005 - 06.2006
Symbiosis Centre for Distance Learning
PGDBA from Finance
Satyawati College, Delhi University
B.Com. (H)