Prasad Sawant

• Managing a global team of 70 people supporting 100 plus Non Financial Regulatory Reports (NFRR).
• Key Regulation coverage - Mifid II, EMIR, HKMA, MAS, ASIC, JFSA, CFTC, Canada, SEC, Volker, MAS 610, Bank of Japan, Benchmark Reporting - SORA, Major Share Holding Reporting, Long/Short/Takeover panel reporting
• Ensuring Complete, Accurate and Timely submission of regulatory reports
• Manage regulatory changes such as rule rewrites, new regulatory implementation
• Propose solutions to regulatory demands and constantly build/enhance control environment with a mix of build and buy.
• Driving global regulatory change and control agenda.
• Collaborated with legal, compliance and business to review and maintain compliance with regulations.
• Oversee business-wide changes to modernize procedures and organization.
• Drove innovation within the organization by fostering a culture of creative thinking and collaboration.
• Optimized resource allocation by conducting comprehensive budget reviews and identifying cost-saving measures.

• Responsible for strategy, design and implementation of APAC regulatory changes with Barclays's regulatory reporting landscape.
• Managing risk & control and performing qualitative and quantitative assessment of completeness, timeliness and accuracy of regulatory reports.
• . Drive operational footprint agenda of the organization.
• Driving global regulatory change & control strategy.
• Building a strong regulatory talent pool globally.

• Managing full front to back operational processes for Global Prime Finance business
• Key responsibilities involved - Trade Capture, Lifecycle management, settlement, reconciliation of Prime financing Derivatives and exchange traded transactions.
• Designing, implementing system, processes and procedures to facilitate smooth functioning of daily operations.
• Closely work with traders to ensure accurate, timely and complete trade capture.

• Manage global team responsible of launching Structured Products (Certificates, Notes & Warrants) and various fund products (Active/Passive Fund Management - Structure Funds/ETF's) in the market.
• Closely work with trading, sales, structuring, legal and compliance teams to interpret termsheets, payout conditions to draft legally binding Final Terms, Offering Circulars for Private Placements & Publicly offered products to enable successful product launch.
• Performing administration of listing securitised products with listing agents and exchanges.
• Performing inventory management with clearing agents.
• Calculation of coupon, product payout.

• Legal documentation drafting of final terms/offering circulars.
• Product set up - Pre and post issuance.
• Listing / Delisting of securities.

• Managing team responsible for supporting Deutsch Bank APAC global markets business to launch various structured product in the market.
• Evaluated employee performance and conveyed constructive feedback to improve skills.
• Established team priorities, maintained schedules and monitored performance.
• Mentored junior team members for career advancement, fostering a pipeline of future leaders within the organization.

• Spearheaded projects focused on driving automation of legally drafted final terms
• Managing new issuance set up with various internal and external stakeholders.
• Identify operational risks and implementing controls to reduce operational errors.

Drafting trade confirmations for OTC Derivatives.

Performing affirmation and matching.