Summary
Overview
Work History
Education
Skills
Languages
Timeline
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Rajesh Rai

Bengaluru

Summary

A goal-driven and experienced AML professional with over 6 years of experience in Financial services firms under Know Your customer, transaction Monitoring, Suspicious activity reporting and Audit. Proficient in analytical skill and methodology to identify patterns and trends and communicate risks to management.

Overview

6
6
years of professional experience

Work History

Analyst

Natixis Global service India
Bengaluru
12.2022 - Current
  • Performing audit for files consist of Banks, Corporate, Trust, SPV's, Funds, Partnership, Financial Instituions and all types of high risk business activities
  • Escalating the Audit findings to onshore and make sure the correction has been done to required files.
  • Ensure Proper maintenance and following bank policies with local Regulations based on country of business (APAC).
  • Promote and sustain strong engagement and mutually beneficial relationships with key internal stakeholders.
  • Review customer account and transaction periodically to check any deviations in the accounts.
  • Assisting with Internal, External audits and regulatory inspections, when required.
  • Hands on background checks using tools World Check, Lexis Nexis, Factset, Nice Actimize, Orbis

Financial Crime Analyst

Wells Fargo International Solutions Pvt Ltd
Bengaluru
09.2017 - 12.2022
  • • Monitoring Client transactions to review if there are any suspicious activities (money laundering, Counter-Terrorism Financing (CTF) and Anti Bribery and Corruption (ABC).
  • Effectively arrange suspicious activity reports in compliance with established regulatory guidelines.
  • Identify and close false alert, which cannot be deemed to be suspicious in AML investigation.
  • complete analysis of transactional information to identify risk, trends and potential wary activity.
  • Ensuring Compliance with all AML, ABC Laws, Regulations, Guidelines, written procedures on customer/transaction monitoring.
  • Effectively conducted AML/KYC formality reports on questionable accounts and transactions.

Education

Bachelor of Commerce - Finance

Indo Asian Academy
Bangalore University
06-2017

Skills

  • Transaction Monitoring
  • Suspicious Activity Report Filing
  • AML/KYC
  • Detail Investigation Skill
  • Strong Research and Analytical skill
  • Background checks/screening Excellent interpersonal skill
  • MS word, Excel and SQL
  • Root Cause Analysis

Languages

English
First Language
Hindi
Intermediate (B1)
B1
Kannada
Intermediate (B1)
B1

Timeline

Analyst

Natixis Global service India
12.2022 - Current

Financial Crime Analyst

Wells Fargo International Solutions Pvt Ltd
09.2017 - 12.2022

Bachelor of Commerce - Finance

Indo Asian Academy

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