Ritu Yadav
Client Onboarding Associate
Mumbai
Summary
Detail-oriented Investment Banking Operations & Capital Markets Professional with hands-on experience in client onboarding, KYC compliance, demat account processing, and MIS reporting within securities and NBFC environments. Strong understanding of regulatory requirements, documentation controls, and operational workflows. Adept at supporting compliant onboarding, maintaining data accuracy, and improving operational efficiency. Seeking an Investment Banking Operations Analyst role in a global banking or capital markets environment.
Overview
3
3
years of professional experience
7
7
Certifications
3
3
Languages
Work History
Cluster Relationship Manager (Onboarding Clients)
YES SECURITIES
08.2024 - Current
- Executed end-to-end client onboarding and demat account opening in compliance with SEBI regulations and internal policies.
- Conducted KYC verification, documentation checks, and regulatory validations to ensure accurate and compliant client profiles.
- Excellent communication skills, both verbal and written.
- Maintained and updated client static data, onboarding records, and compliance documentation.
- Achieved goals for sale of bank products and services and exceeded performance metrics for customer service.
Management Intern – Operations & Finance
CREDIT FAIR (NBFC – P2P Lending)
05.2023 - 07.2023
- Supported financial operations, including voucher entries, credit notes, and payment validations, using Tally Prime.
- Prepared and updated MIS reports for management review and operational tracking.
- Assisted in process streamlining initiatives to improve operational efficiency and reporting accuracy.
- Gained exposure to NBFC and P2P lending operations, internal controls, and financial workflows.
Education
Master of Business Management (MBA) -
Kohinoor Business School
Mumbai12-2024
Bachelor of Commerce (B.Com) -
KM Agrawal College
Mumbai06-2022
HSC - Commerce
KM Agarwal College
Mumbai, India 04.2001 -
SSC -
Don Bosco School
Mumbai, India 04.2001 -
Skills
- Client Onboarding & Account Opening
- KYC / AML Documentation & Compliance
- Capital Markets & Demat Operations
- Regulatory Adherence (SEBI)
- MIS & Operational Reporting
- Process Improvement & Controls
- Advanced Excel (Reporting & Analysis)
- Tally ERP / Tally Prime
Certification
NISM Series
Timeline
Cluster Relationship Manager (Onboarding Clients)
YES SECURITIES
08.2024 - Current
Management Intern – Operations & Finance
CREDIT FAIR (NBFC – P2P Lending)
05.2023 - 07.2023
HSC - Commerce
KM Agarwal College
04.2001 -
SSC -
Don Bosco School
04.2001 -
Master of Business Management (MBA) -
Kohinoor Business School
Bachelor of Commerce (B.Com) -
KM Agrawal College