Summary
Overview
Work History
Education
Skills
Timeline
OfficeManager
Rohit kumar

Rohit kumar

Assistant manager
DELHI

Summary

Diligent financial professional with a decade of experience in investment banking and capital markets covering middle & back office operations. Sound techno-functional knowledge and hands-on experience in managing operations related to trade confirmation and settlement, client on-boarding and process migration, change management, reconciliations, stake holder management and process automation etc across various asset classes including Equity, FX, and Fixed income.

Overview

11
11
years of professional experience
2011
2011
years of post-secondary education

Work History

Assistant Manager (C10)

Citicorp Services India Pvt Ltd
01.2022 - Current
  • Primarily responsible for managing confirmation and settlement of trades (EQ, FI, ETD and FX) as per the SLAs outlined by the line of business
  • Handled Client, Custodian and Broker escalation related to any issue and query
  • Reviewed the existing procedures and suggested changes/amendments/improvements.
  • Conducted team meetings/huddles/individual meetings and providing feedback and suggested necessary action steps for further improvement.
  • Updated KPI dashboard and present monthly performance KPI to Oversight and Client
  • GAP Analysis and process automation
  • Client on-boarding and process migration
  • Providing pre and post settlement support in the form of reconciliation/investigation of failed trades
  • Claim Handling and resolution
  • MIS review and presentation to senior management

Subject Matter Expert (C09)

Citicorp Services India Pvt Ltd
01.2019 - 12.2021
  • Monitored Equity and Fixed Income trade for settlement purpose, liaising with custody and counterparts in case of any discrepancy and escalation.
  • Worked as a part of middle office team to confirm and pre-match the trades in APAC / EMEA markets
  • Released SWIFT or FAX instructions to the custodians and ensure pre-matching of trades as per different markets criteria.
  • Handled Buy-in trades.
  • Manual Cash Payments.
  • Handled Placement and IPO trades.
  • Depository Movements
  • Prepared monthly MIS and claims report to all stakeholders.
  • Ensured all the different work tasks are completed on time before deadlines & as per SLA
  • Reviewed unconfirmed and Fails report for Equity, Fixed Income and FX trades.

Senior Analyst (C05)

Citicorp Services India Pvt Ltd
01.2017 - 12.2018
  • Manage the daily processing and settlement of FX transactions (spot, forwards, options) for clients.
  • SME for FX & Cash Management Ops with exposure to complete trade life cycle & payment processing
  • Liaise with counterparties which include Financial Institutions, Banks and Corporate to resolve discrepancies and confirm trade & settlement details via CLS, SWIFT, Fax and email by giving proper suggestions, judgments and information.
  • Responsible for streamlining and improving the efficiency and accuracy of the process.

Analyst (C04)

Citicorp Services India Pvt Ltd
02.2015 - 12.2016
  • Worked with Trade Processing Team (Confirmation) of various financial products (Equity, Fixed Income) for Different Institutional Clients using different application like Omgeo CTM, Omgeo Trade-Suite, Omgeo Alert etc.
  • Monitoring the trade received from Investment Managers/traders in CITI inbound application (MOTO – Middle Office Trade Operation) and confirming the same with broker on T+0 basis.
  • End to End trade confirmation process starting from Liaise with broker, Client, Internal teams to resolve the discrepancies till the Delivery of Swift massages to Custodian and interested parties with correct SSI.

Analyst

HCL Technology LTD
05.2014 - 02.2015
  • Worked under the payroll of HCL as an Analyst for Citi as its client.
  • Confirmation of EQ, FI (CTM) and FX (CLS, Gross) trades.
  • Prepared unconfirmed report to all stakeholder
  • Active communication with clients, brokers for timely confirmations of trades.
  • Handling margins payments through MT202 and MT210 Swift and ETD reconciliation.

Education

MBA - Finance & Marketing

PTU

B.com - undefined

DU

Skills

Middle Office Operations

Timeline

Assistant Manager (C10)

Citicorp Services India Pvt Ltd
01.2022 - Current

Subject Matter Expert (C09)

Citicorp Services India Pvt Ltd
01.2019 - 12.2021

Senior Analyst (C05)

Citicorp Services India Pvt Ltd
01.2017 - 12.2018

Analyst (C04)

Citicorp Services India Pvt Ltd
02.2015 - 12.2016

Analyst

HCL Technology LTD
05.2014 - 02.2015

B.com - undefined

DU

MBA - Finance & Marketing

PTU

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