Sai Anusha Dulla
Financial Controls Associate
Bangalore
Summary
Accomplished Financial Controls Associate with a proven track record at Wells Fargo, enhancing SEC reporting processes and leading key controls testing. Expert in SOX testing and COSO Framework, coupled with exceptional problem-solving abilities and strong communication skills. Successfully streamlined operations, evidenced by significant efficiency improvements and robust stakeholder relationships.
Overview
11
11
years of professional experience
20
20
years of post-secondary education
7
7
Certifications
Work History
Financial Controls Associate
Wells Fargo
09.2022 - Current
- Key Controls testing for SEC reporting
- Actively been part of scoping of key controls and planning testing cycle
- Lead walkthrough calls for processes and maintained detailed workpapers for walkthorugh.
- Closely worked on the updating ICP documentation with process owners and assist with maintenance of accurate control procedures and process documentations.
- Able to deliver high quality workpapers and documentation through out testing cycle.
- Part of design testing for different business areas of bank (Credit Risk, Market Risk and Operational Risk)
- Successfully completed Design and Operating Effectiveness testing within stipulated timelines.
- Part of initiative of RCSA vs COSO risks
- Knowledge on legal entities and MCR's
- Established strong relationships with key stakeholders, facilitating effective communication across departments and teams.
Senior Financial Analyst
Standard Chartered GBS
08.2019 - 07.2022
- Worked with country finance team for ensuring closure of month end books
- Contributed to operational efficiency by reducing SLA for allocation entries processing by 0.5 FTE.
- Resolving ICS mismatches and assisting with compliance teams for any differences.
- End User experience with PSGL and SAP for maintaining monthly books.
- Handled internal and external audit queries submitted by cross functional and Business finance team.
- Preparation of Cost and Revenue Journals of India,Japan and Malaysia.
- India Allocation entries of CRES,CC Reversals and PO Accruals.
- Provided Audit Support for P2P team in terms of providing the evidences and remediation of PO differences.
Audit Assistant
PSRJ Associates
04.2019 - 07.2019
- Conduct end to end audit engagements for various industries
- Reconciliation and filing of monthly and Annual GST returns and registrations.
- Prepared working papers, reports and supporting documentation for audit findings.
- Income Tax, GST assessments and Returns filing.
- Project reports preparation for new businesses.
- Underwriting of various insurance policies and suggesting best practices to insurance agents.
- Training sessions to insurance practitioners on Insurance Accounting and its applications.
Consultant
Ernst and Young Global Delivery Services LLP
11.2018 - 03.2019
- Leads Generation and populating.
- Financial and Legal reviews.
- JE testing and Cash cut off's.
- Significant accounts review and identification
- Perform KPI's and ensure the Work time lines are met
- Gathered, organized and input information into digital database.
Audit Assistant
Nakkina and Co
06.2017 - 07.2018
- Completed all phases of audit engagements of manufacturing industries and service sector including planning, budgeting, fieldwork and supervising five member team.
- Engaged with various income tax reports filing and assessments.
- Statutory and Internal audits of Nationalized banks.
- Project Reports preparation.
- Assisted and attended income tax hearings.
Article Assistant
Ravindra Varma Proprietorship
11.2014 - 02.2017
- Reporting Tax Audit under section 44 AB of IT Act,1961
- Income tax returns for Companies, Partnership Firms,Trusts and Individuals
- Preparation of Partnership Deeds, Sale deeds etc
- Statutory and concurrent audits of Nationalized banks
Article Assistant
GRC and Associates
02.2014 - 10.2014
- Audit of Fixed assets and stock verification
- Corporate Filings for Ministry Of Corporate Affairs
- Indirect and Income Tax returns filings
Education
M.Com -
Andhra University
Visakhapatnam, Andhra Pradesh 09.2016 - 08.2018
B.Com -
Andhra University
Visakhapatnam, Andhra Pradesh 06.2012 - 08.2015
CA Final -
Institute of Chartered Accountants of India
Noida 06.2013 - Current
Fellowship -
Insurance Institute of India
Mumbai, Maharashtra 07.2012 - 01.2016
CISA -
ISACA
Pursuing 08.2024 - Current
Skills
Financial reporting
SOX testing
COSO Framework
Insurance
Fraud detection
Problem-solving abilities
Strong Communication and Interpersonal Skills
MS Office
Audit
Public Speaking
Tally ERP
Power BI
Writing Skills
Teamwork and Collaboration
Certification
Fellowship III
Conferences
- 2018 | Best Paper Presenter at International CA Students conference - Pune, Maharastra
- 2017 | Best Paper Presenter at National CA Students conference - Guntur, Andhra Pradesh
- 2016 | Best Paper Presenter at National CA Students conference - Visakhapatnam, Andhra Pradesh
- 2015 | Presented paper at National CA students conference - Vijayawada, Andhra Pradesh
- 2018 | Got selected for International CA students conference - Srilanka
Languages
English
Bilingual or Proficient (C2)
Hindi
Upper intermediate (B2)
Telugu
Bilingual or Proficient (C2)
Tamil
Intermediate (B1)
Timeline
CISA -
ISACA
08.2024 - Current
CSOE (SOXCPA)
05-2024
Financial Controls Associate
Wells Fargo
09.2022 - Current
Certified Insurance Anti Fraud Professional (CIAFP) by North American Training Group Inc.
03-2022
Fundamentals of Credit by CFI
05-2021
Reading Financial Statements by CFI
04-2021
Senior Financial Analyst
Standard Chartered GBS
08.2019 - 07.2022
Audit Assistant
PSRJ Associates
04.2019 - 07.2019
Consultant
Ernst and Young Global Delivery Services LLP
11.2018 - 03.2019
Audit Assistant
Nakkina and Co
06.2017 - 07.2018
M.Com -
Andhra University
09.2016 - 08.2018
Fellowship III
09-2016
Article Assistant
Ravindra Varma Proprietorship
11.2014 - 02.2017
Article Assistant
GRC and Associates
02.2014 - 10.2014
CA Final -
Institute of Chartered Accountants of India
06.2013 - Current
Fellowship -
Insurance Institute of India
07.2012 - 01.2016
B.Com -
Andhra University
06.2012 - 08.2015
Tally Advanced
05-2012
Visharada
02-2010
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