Sai Vaibhav GV

Financial Crime Officer, Transaction Monitoring In CB at Standard Chartered GBS India Pvt Ltd., Since from 19.09.2022 to Till Day.
Analyzed reports for discrepancies and suspicious activities; followed AML procedures and processes.

• Collected and examined financial statements, applying AML laws (BSA, Patriot Act, US Treasury guidelines) to assess compliance and report suspicious entries.
• Conducted in-depth AML analysis on system-generated alerts, focusing on high-risk jurisdictions, cash transactions, fund movements, account reactivations, etc.
• Monitored transactions for various entities (banks, investment companies, trusts, LLCs, etc.) And global customers, with a focus on US correspondent bank transactions.
• Managed risk events, provided supporting evidence, and documented rationale in the case management system.
• Screened individuals, PEPs, and entities; reported suspicious activities to the next level (L2) as needed.
• Assisted Compliance team with SAR filings and provided necessary information for further investigation.
• Composed clear findings and conducted due diligence using Lexis Nexis, World-Check, Acuity, Mantas, ECM, ECDD+, and other external sources.
• Requested additional information from Relationship or Branch Managers to mitigate transaction risks or complete KYC information.