Sangeeta Hizli
Mumbai
Summary
Driven banking professional with 10.5 years of comprehensive experience In Financial control and Internal Control areas in top tier banks. Hardworking and versatile professional with an expertise in Finance and Regulatory environment.
Overview
11
11
years of professional experience
Work History
Director (AVP)
Morgan Stanley Advantage Services Pvt. Ltd.
Mumbai
2021.02 - Current
- Part of RRQA (Regulatory Reporting and Quality Assurance) team and responsible for validating process supporting Finance owned reports and components for Capital, Credit, Market and Liquidity Risk that are submitted to various US and regional regulators and validating the Regulatory reporting control environment which includes in scope controls, data, governance, EUC, models/tools, methodology and processes.
- Reviewed and led various reviews on FR2052a, ILST, Funds transfer pricing, CCAR, FRY9, FRY11 and FR2314 and COREP reporting .
- Leading a team of 5 members and have assessed employee performance against established benchmarks or targets.
- Directed the recruitment process for new employees, including interviewing and selecting candidates and provided leadership, insight and mentoring to newly hired employees to supply knowledge of various company programs.
Deputy Manager
BNP Paribas India Solutions Ltd. Mumbai
Mumbai
2017.01 - 2021.02
- FDICIA: Performing control assessment which included documentation, testing and evaluation of 5 components per COSO framework. The primary control objectives performed are test of design, test of operating effectiveness, deficiency evaluation & remediation and compliance with rules and regulation of various regulatory bodies.
- CCAR level II testing: Performed test of design as well test of operating effectiveness which evaluated the Bank’s capital stress testing & internal control planning.
- Conducting substantive testing which includes rules and regulations based on Group control policies and IFRS 9 remediation testing.
- Key Reports and Spreadsheet testing used for Financial, Management, and Regulatory Reporting.
- Visited US twice to understand the control process and bring synergy to performance of Internal control process performed across the bank.
Financial Analyst
J.P MORGAN Services India Pvt. Ltd. Mumbai
Mumbai
2013.06 - 2017.01
- Preparation of reconciliations – P&L and Balance Sheet a/c for Bonds, Repos and Equities market.
- Monitoring the Funding charges and allocation of the same to the appropriate Line of Business from a common corporate cost center.
- Assisting the Legal entity controllers with preparation of various Regulatory reporting compliances.
- Month end data integrity, posting of month end adjustments and other Journal entries to correct the P&L and balance sheet a/c, MTM adjustments to ensure the General Ledger figures are correct for every month end close.
- Performing monthly Certification of the Balance sheet accounts assigned under my ownership from General Ledger Reconciliation and Substantiation (GLRS) standpoint and marking exposures if any and participating in SOX testing.
- Working with various teams in relation to rollout of new projects and systems by conducting testing and assisting in Go Live processes.
Education
Chartered Accountant -
Institute of Chartered Accountants of India
Mumbai2012-01
Company Secretary -
Institute of Companies Secretaries of India
Mumbai2009-06
Skills
- People Management
- Regulatory Reporting review
- Internal and Financial control
- MS and basic level Alteryx, UIPath, Power BI
Accomplishments
- Recipient of "Spotlight award"
- Part of Leader for Tomorrow in BNP Paribas an elite global program.
Affiliations
- Spiritual traveler.
- Knitting and Crochet.
- Reading Fictions
Languages
Bengali
First Language
English
Proficient (C2)
C2
Hindi
Proficient (C2)
C2
Marathi
Upper Intermediate (B2)
B2
Timeline
Director (AVP)
Morgan Stanley Advantage Services Pvt. Ltd.
2021.02 - Current
Deputy Manager
BNP Paribas India Solutions Ltd. Mumbai
2017.01 - 2021.02
Financial Analyst
J.P MORGAN Services India Pvt. Ltd. Mumbai
2013.06 - 2017.01
Chartered Accountant -
Institute of Chartered Accountants of India
Company Secretary -
Institute of Companies Secretaries of India
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