Santosh Gopal Jha
JP North Cleste, D Wing Flat No 101, Thane
Summary
Detail-oriented KYC Analyst executes Know Your Customer activities focusing on client onboarding and recertication in line with regulatory standards and jurisdictions. Robust knowledge and understanding of regulation affecting KYC program. Interacts and works closely with business stakeholders at all levels of seniority.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Associate Level 1
BNP Paribas India Solutions Private Limited
2022.03 - Current
- Validating correct data into the KYC tools based on the due diligence conducted [recertification & ADHOC]
- Checking documentation format and content to ensure adherence to local, global due diligence guidelines & Hub requirements
- Acting as a 1st level control for validation of KYC files, with RM & RMM approvals & preparation of error reports
- Liaising with team leaders and managers to highlight quality assurance failures and suggest methods of resolution
- Assessing screening results to identify potential PEP, sanctions and adverse news risk with relevant proposals and sign off
- Escalating where necessary to other internal actors to deal with higher risk elements / situation B&C Triggers and CAC Update
- Meeting the QA requirements and the expected monthly checks made by internal quality control teams
- Maintaining High Quality standard Verification of the customer data Performing Enhanced Due Diligence, CDD & KYC on client s while On-boarding/ Recertification/Remediation/ Renewals for corporate clients for various location Germany (DE), United Kingdom, United States & India (Main location and also other location as per adoptions)
- Creating trust and relationships through regular communication and consensus. Working well as part of a team and on self initiative
Kyc Analyst
Scymes Services India Private Limited
2021.03 - 2022.03
- Performing end to end KYC reviews for High, Medium and Low risk Clients which includes Listed, Regulated, Private, Public, etc
- Obtaining mandatory documents and reposts as per KYC requirements
- End to end management of client KYC process including liaison with business, compliance and operations
- Communicating within the team, Compliance, business and SME
- Ensure that there are no critical audit points as a result of Regulatory or Internal audits
- One of the key responsibility will be coordinating and collecting of documents with clients and Global Relationship Manager to complete periodic review
- Reviewing of all documents at initial level in order to make sure that they are in compliance with RBI and global guidelines
- Building and strengthening relationship with clients and RM
- Timely monitoring of updates generated by AFC and back-office operations
- Ensure data and documents entered (scanned and archived) into systems properly
- Public available searches like MCA, NSDL, ICAI, Stock exchanges, Bloomberg etc
- Manage the quality assurance aligned with periodic reviews
- Experienced in using the following tools- Lexis Nexis, Fircosoft, World check, DBCLM
- Creating UCIC records as and when required on Finacle
- Actively resolving all audit queries pertains to the line of business
- Uploading all the details and documents of clients on Central KYC Record Registry(Cersai).
Senior Associate
Integreon Managed Solutions India Pvt Ltd
2018.08 - 2020.10
- Working on contract abstraction, review and management for North America & EMEA clients for India delivery systems
- Managing day to day activities with the team
- Co-ordinating with the onshore team for any new project arrival and provide training to the team members
- Responding to clients on any process related queries and handling all escalation
- Monitoring and managing workflow or daily targets to assure timely delivery of agreed SLA
- Performing quality checks on the contract requests processed by the team before it is sent to the client
- Tracking and maintaining metrics of data such as attendance sheet, productivity, etc
Senior Team Member
BA Continuum India Pvt Ltd
2016.08 - 2018.07
- Performing documentations review collected through clients to ensure all regulatory requirements are met
- Liaising with clients to obtain and validate correct documentation
- Maintaining KYC records and documents for regulatory adherence
- Performing CDD after reviewing the docs collected from client
- Helping the management in maintaining the monthly MIS.
Transaction Processing Officer
Mphasis Ltd (Contractual Role)
2016.01 - 2016.08
- Performing KYC renewal of various entities(organization, LLC,etc.)
- Verifying basic informations such as name, address, govt issued id and client's type of entity as per CIP standards
- Performing customer due diligence (CDD) and obtaining required documents and reports as per KYC requirements
- Assisting in identifying the missing/outdated/incorrect documents from external and internal sources
- Performing necessary aml screening of all organizations as per KYC procedures to ensure that renewal is in order
- Performing negative news adverse checks by using tools such as Worldcheck, LexisNexis, etc.
Education
B.Com -
University of Mumbai
2012
HSC -
University of Mumbai
2009
SSC -
Maharashtra State Board
2007
Skills
- Document Review
- Customer Interaction
- Anti Money Laundering (AML)
- Identification Verification
- Data Collection Monitoring
- Document Coordination
- CDD
- EDD
Certification
- Foundation to AML and KYC Course (Online) - KYC Lookup
Watching Movies, Web Series and Travelling
Watching Movies Web Series and Travelling
Languages
English
Bilingual or Proficient (C2)
Hindi
Bilingual or Proficient (C2)
Marathi
Bilingual or Proficient (C2)
Timeline
Associate Level 1
BNP Paribas India Solutions Private Limited
2022.03 - Current
Kyc Analyst
Scymes Services India Private Limited
2021.03 - 2022.03
Senior Associate
Integreon Managed Solutions India Pvt Ltd
2018.08 - 2020.10
Senior Team Member
BA Continuum India Pvt Ltd
2016.08 - 2018.07
Transaction Processing Officer
Mphasis Ltd (Contractual Role)
2016.01 - 2016.08
B.Com -
University of Mumbai
HSC -
University of Mumbai
SSC -
Maharashtra State Board
- Foundation to AML and KYC Course (Online) - KYC Lookup
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