Sarita Waghmare
Navi Mumbai
Summary
Hardworking Compliance Manager knowledgeable about evaluating records and digital information to assess risk and compliance concerns. Well-organized and analytical with strong attention to detail. Looking for a challenging role in a fast-paced environment.
Overview
4
4
years of professional experience
2
2
years of post-secondary education
Work History
Process and Compliance Manager
ICICI Bank
Navi Mumbai
12.2023 - Current
- Monitoring transactions for a suspicious activities,ensured regulatory compliance and recommended improvements for transaction monitoring.
- Investigated reported and identified compliance issues against accepted standards.
- Developed, implemented and maintained processes to ensure compliance with applicable regulations.
- Established frameworks to facilitate execution of bank's compliance monitoring and risk assessment.
- Maintained detailed database of compliance data, activities and actions taken.
Asset Compliance Manager
ICICI bank
Navi Mumbai
02.2022 - 12.2023
- Name screening of customer who have applied for loans and maintaining proper data in Excel.
- Verifying, analysing customer's data and confirming customers do not have any past criminal activities for loan Processing.
Education
M Com - HRMS
SRTMUN
Maharashtra 06.2017 - 06.2019
Skills
- Compliance Monitoring
- Information Gathering
- Risk Analysis
- Regulatory compliance oversight
- Investigative skills
- Analytical Thinking
- Information Security
- Risk Assessments
- Process Management
- Transaction pattern
- Document analysis
- Know your customer
- Analytical problem solving
Personal Details
- Marrital Status: Married
- Date of Birth: 07 Nov 1996
Languages
1,A2,1,C1
Timeline
Process and Compliance Manager
ICICI Bank
12.2023 - Current
Asset Compliance Manager
ICICI bank
02.2022 - 12.2023
M Com - HRMS
SRTMUN
06.2017 - 06.2019