Sathishraj R
Quality Audit Specialist
Chennai
Summary
I have predominant experience of 6+ years in AML/KYC & Risk and compliance domain on Retail Banking, areas focused on Test of Design (TOD) and Test of Operating Effectiveness (TOE) for both 1st and 2nd line of defense on US banking Regulations and 2.5 years’ experience in Accounts Receivable.
Overview
1824
1824
years of professional experience
3
3
years of post-secondary education
Work History
Quality Audit Specialist
Accenture
Chennai
12.201 - Current
- Handling a team of 40+ members. Coaching and developing teams through new transition for seamless project go-live and meeting client expectations
- Lead Gate 1, 2 & 3 of transition and ensure successful certification of the resources in the Project
- Analyzing and Screening of suspicious activities/ Transactions triggered in Actimize for money laundering activities and identifying issues and ensure timely reporting of suspicious transactions under corporate policy and guideline.
- Conducting reviews of alerted transactions that generates potential risk in Level 2
- Monitoring and reviewing unusual transactions, perform AML and KYC checks on new and existing individuals, and institutional clients as per the SLA requirements.
- Managed control testing for Retail Banking Evaluate the Test of Design (TOD) and Test of operating Effectiveness (TOE) for the regulation controls
- Initiate and lead kick off meeting and walkthrough calls for the specific SPRO with the Line of business and Risk Advisory
- Report the final results of the tested control in the tool.
- Responsible to create SOP/DTPs for all the controls tested offshore
- Ensure to engage all the resource in the team to achieve minimal of 85% productive utilization
- Elevated departmental performance through continuous improvement initiatives aimed at streamlining workflows and optimizing resources utilization.
- Responsible for Planning and execution of BCP for the project
- Presenting the team performance to the client MBR and QBR meetings
- Responsible for maintain the Business Excellence metrics like (3x3,Factory Model, SIPOC, HLPM, DLPM, FMEA, SWI...)
- Participated in regular meetings with senior leadership to communicate progress on quality initiatives and discuss strategies for further improvement.
Process Associate
Tata Consultancy Services
Chennai
08.2013 - 01.2016
- I have worked In AR Process (O2C) for US client
- The nature of the job is Customer account maintenance, US Sales tax, Credit application and end to end customers file maintenance
- Handle E-mail and calls from the client
- Capable of building strong customer relationship through rapport and interaction
- Quarterly video conference with clients for process review
- Preparing production report, training manual, process map and SOP updating
- Taking process trainings for new associates and deployed QC
- Updating Trigger daily to my process in TCS tool
- Prepare RCSA file every quarter for audit purpose.
Education
Bachelor of Arts - Accounting And Finance
Guru Nanak College
Chennai 06.2010 - 05.2013
Skills
AML/KYC Transaction Monitoring
Business Excellence
Retail Banking Control Testing
Accounts Receivable
Positive Attitude
Self-Motivated
Problem-solving skills / Decision making skills
Flexible/Adaptablej
Additional Information
- Qualification , Bachelors degree in Commerce, Madras University
- Personal Details Date of birth: 20/05/1993
- Sex- Male
- Marital Status- Married
- Father’s Name- Ramalingam. R
Timeline
Process Associate
Tata Consultancy Services
08.2013 - 01.2016
Bachelor of Arts - Accounting And Finance
Guru Nanak College
06.2010 - 05.2013
Quality Audit Specialist
Accenture
12.201 - Current