Saurabh Pal
Kanpur
Summary
Detail-oriented AML Analyst with 4+ years of experience Financial Crime domain. Exceptions in line with regulatory standards and jurisdictions. Robust knowledge and understanding of regulation affecting KYC program. Interacts and works closely with business stakeholders at all levels of seniority.
Overview
5
5
years of professional experience
Work History
Senior Associate
INCEDO INC
05.2021 - Current
- Doing core Transaction Monitoring for US clients.
- Analysis of the customer’s day to day financial transactions to find unusual transaction.
- Conducting PEP and Sanction screening as per the requirements and types of the customers or clients.
- Identified threats, vulnerabilities and suspicious behavior patterns to recommend mitigation measures.
- Monitored financial transactions and immediately reported suspicious activity to authorities.
- Prepared high-risk reviews with results and recommendations for customer onboarding, closure and retention..
- Performed risk assessments to determine level of fraud risk and prioritize investigations.
- Tracked fraud cases and monitored trends to develop strategies for prevention.
- Identified key risks and mitigating factors of potential investments such as asset types and values, legal and ownership structures and industry segments.
- Skilled at working independently and collaboratively in a team environment.
- Worked flexible hours across night, weekend and holiday shifts.
- Demonstrated respect, friendliness and willingness to help wherever needed.
Process Associate
GENPACT
05.2019 - 05.2021
- Doing Due Diligence for checking customer detail for Mitigating risk level of the customer
- Doing customer screening by using appropriate tools, where Customer is indulge or not in illegal activity.
- Performed EDD on customers and SOF information including the identification and investigation of Politically Exposed Persons.
- Checking customer end to end transaction review in monitoring program (TMP).
- Performing due diligence on PEP by doing screening to find out the result.
- Doing Offshore Quality assurance for Team to avoid Breaches or escalations.
- Identified threats, vulnerabilities and suspicious behavior patterns to recommend mitigation measures.
- Monitored financial transactions and immediately reported suspicious activity to authorities.
- Analyzed and investigated clients to conduct detailed customer due diligence and enhanced due diligence review.
- Used transactional and customer records, external data and publicly available information to identify suspicious or unusual activity.
- Produced detailed reports of fraud investigations and presented findings to senior management.
- Supported Multiple teams TTR, IFTI, IRT, NPP Sanctions as per client or business requirement.
- Trained and supported new team members, maintaining culture of collaboration.
Education
B.COM -
KANPUR UNIVERSITY
Kanpur 06.2018
Kendriya Vidyalaya Sangathan
Kanpur 06.2015
Kendriya Vidyalaya Sangathan
Kanpur 06.2013
Skills
- Tally ERP 90
- Time Management
- PEP and Sanction screening
- Microsoft Outlook
- Fraud Detection and Investigation
- Microsoft Office
- Flexible Hours
- Risk Identification
- Transaction Monitoring
- Conducting Reviews
- Financial Crimes Investigations
- Anti Money Laundering (AML)
- Payment compliance
- Conducting Risk Assessments
- Know your Client or Customer
- Flexible and Adaptable
- Suspicious activity report
- Attention to Detail
Career Objective
To obtain a position that challenges me and provides me the opportunity to reach my full potential professionally and personally utilizing my abilities and years of experience in your organization that is progressive intellectually and technically and one in which practices collaborative leadership, integrity and honesty.
Accomplishments
- Supervised team of 6 staff members.
Additional Information
- Hobbies - Playing cricket, football and listening music.
- Social Worker.
- Active Robin, RobinHood Army.
- Active Blood Donor.
- Certified B certificate holder in NCC.
- Percussion instrument Player.
Personal Details
Father’s name: Mr. Shyamal Kumar Pal
Mother’s name: Mrs. Shrabanti pal
Date of Birth: 09th of May, 1997
Marital Status: Unmarried
Nationality: Indian
Place of Birth: Kanpur
Declaration
I hereby, declare that the information furnished above is true to the best of my knowledge. Provide a chance to work with your organization, I will utilize my skills and knowledge to the highest possible level.
Languages
English
Intermediate (B1)
Hindi
Bilingual or Proficient (C2)
Bengali
Advanced (C1)
Timeline
Senior Associate
INCEDO INC
05.2021 - Current
Process Associate
GENPACT
05.2019 - 05.2021
B.COM -
KANPUR UNIVERSITY
Kendriya Vidyalaya Sangathan
Kendriya Vidyalaya Sangathan
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