Saurabh Sanjay Sharma
Nagpur
Summary
To achieve high career growth through a continuous learning process, keeping myself dynamic competitive with the changing global financial scenario and succeed in an atmosphere of growth and excellence.
Reliable Manager demonstrating high level of ownership and initiative. Possessing exceptional work ethic and desire to go above and beyond to exceed company expectations. Offering knack for building productive working relationships. Successful in fast-paced, deadline-driven environments to manage goals and team development. History of thriving in team-oriented environments.
Overview
11
11
years of professional experience
8043
8043
years of post-secondary education
Work History
Manager SME
HSBC
Bengaluru
2024.11 - Current
- Lead the Trade transformation project for Global COE's by migrating 42 L1 modules and 19 DE reports with successful delivery (3 years).
- Multiple MI automation projects specialized in Qlicksense which is a Trade and Global MI platform for MI and governance.
- Streamlined SCM capabilities alon with regulatory queries.
- Responsible for Global SME duties across trade.
- Shared various enhancement ideas to reduce false positives alerts and o have effective manual controls.
- Lead various Internal and external audits.
- Stakeholder management
- Leading various RM calls across trade team with global stakeholders.
- Risk and issue identification and raising it to relevant team.
- Performed various UAT's, IMR reviews and shared relevant feedbacks.
- Major involvement in THUB migration before actimize demise.
- Actimize archive project delivery.
- Training to new joiners.
Assistant Manager
HSBC
Bangalore
2021.09 - Current
- Re-view, Investigate and escalate alerts generated by the global market surveillance system across module (Insider trading, front running, price manipulation, spoofing, wash trading, Barrier option, structured products, etc). This system is designed to identify breaches of internal policies relating to information boundaries or individual behavior that may signify potential risks to HSBC and / or its clients', in particular that of Market Abuse risk.
- Sound understanding of Global alerts generation tools like, Actimize, Fidessa, TRADING HUB and some other internal HSBC tools.
- Have a good understanding of investigating applications like BBG and EIKON.
- Provide coverage for emea region under asset class like, Equities, FI, Swaps, FX etc.
- Escalate instances of irregularities to regional hubs.
- Produce MI & other reports on Weekly, Monthly and quarterly basis to business.
- Arrange Monthly RM deck calls with onshore team and Actively Handling Stakeholder queries.
- Conduct process trainings for new joiners and Cross train to other team members for smooth BAU process.
- Supporting Management with Adhoc/Audit queries.
- Responsible for Automatic and Manual alert generation investigations.
- Provide reports to senior management on True alert generation and actively raise IT tickets for false and inappropriate alerts generated in system.
- Rolling out daily allocation to team members and Providing EOD reports to senior managers.
- HSBC Holdings plc is a British multinational investment bank and financial services holding company. It is the largest bank in Europe.
SME
TATA Consultancy Services
Nagpur
2017.05 - 2021.08
- Rolling out market allocation for other team members and performing management reports.
- Conducting weekly and monthly fails call with Morgan clients.
- Partnering with Trading Desks and Clients to investigate and resolve trade and cash discrepancies to ensure efficient matching of trades.
- Responsible for real-time risk monitoring of cash equities executions and pro-active escalation, like BUY-IN risk, Exchange risk, Reputational risk etc.
- Successfully handles multiple tasks, take initiatives to improve own performance and work intensely towards challenging goals and obstacles.
- Part of cash funding team to wire payments to external counterparts.
- Performing QC (Quality Checks) for other team members and report to senior management.
- Pro-actively managing client queries and taking ownership of client escalation.
- Demonstrate strong technical skills required for the role, pays attention to detail, and exhibit appropriate financial and analytical skills.
- TCS is an Indian multinational IT and financial services.
Dealer, Advisory & Client training
Angel Broking
Nagpur
2015.09 - 2017.05
- Provide market research strategies to clients with less risk exposures, with the help from research report provided by fundamental & technical team.
- Handle all client related queries adhering to market deadline and action requests in a timely and concise manner.
- Collaborating with internal teams to gather information and provide information to build a highly efficient client servicing team.
- Act as backup actively communicating amongst colleagues to ensure client deliverables are delivered on time.
- Arranging weekly seminars and providing basic knowledge (Equity, commodity& derivatives) about stock market to new and existing investors.
- Angel Broking is Broking Firm and also provide financial services.
Education
MBA - finance and marketing
Shantiniketan business school
NagpurBBA -
Tirpude institute of Management Education
NagpurHSC - 12th
Dhanwate National college
NagpurSSC - 10th
Rajendra High School
NagpurSkills
- MS Office
- Bloomberg
- CSURV (Digital Reasoning)
- THUB
- SDEP
- ACTONE
- Actimize
- Refinitiv Eikon
- SCM
Place
Bangalore
Languages
- English
- Hindi
- Marathi
- English
- Hindi
Disclaimer
I will keep in mind the company's policies and objectives to form the best of my ability for the growth of the company. I hereby declare that the information furnished above is true to the best of my knowledge.
Application Tool Knowledge
- MS Office
- Bloomberg
- CSURV(Digital Reasoning)
- Refinitiv Eikon
Personal Information
- Father's Name: Sanjay Sharma
- Date of Birth: 02/11/90
- Place of Birth: Nagpur
Languages
English
Beginner
A1
Hindi
Beginner
A1
Timeline
Manager SME
HSBC
2024.11 - Current
Assistant Manager
HSBC
2021.09 - Current
SME
TATA Consultancy Services
2017.05 - 2021.08
Dealer, Advisory & Client training
Angel Broking
2015.09 - 2017.05
MBA - finance and marketing
Shantiniketan business school
BBA -
Tirpude institute of Management Education
HSC - 12th
Dhanwate National college
SSC - 10th
Rajendra High School