Shiva Kumar BA

• Preparation of Extensions, Estimates for Corporation and Partnership Entities.

• Preparation of workpapers and State Returns.

KEY DELIVERABLES - CAPGEMINI TECHNOLOGY SERVICES INDIA LIMITED

Current job deliverables are associated with onboarding new and existing clients

for regulatory IM (Initial Margin) requirements (Uncleared Margin Rules - Phase

6) set by the ISDA (International Swaps & Derivatives Association) for non-

cleared OTC derivatives trading.

LIQUIDITY SERVICES SEGREGATION-TMG COVERAGE FOR COLLATERAL

ADMIN

 TMG will be responsible to gather and store documentation as it relates

to the collateral admin services.

 Working closely with senior management, partners, clients, and

technicians

 Participating in clients call every day to understand and analyze clients’

requirements and feedbacks and communicate the same with our

internal operations teams.

 Conduct pre-onboarding compliance review

 Coordinate with RMS and account executies for documents like collateral

schedule ,Tax and other document.

 Prepare an onboarding ready package

 The Domestic platform is deployed for clients who only use us issued securities.

KEY DELIVERABLES - BROADRIDGE FINANCIAL SOLUTION PVT LIMITED

BANGALORE

• The main function for the business unit is end to end processing of all

Mandatory corporate actions and Conversions in US markets and also worked

on other than U.S Market.

• Act as main resource to resolve complex queries from clients, ensuring

responses are provided within 24 hours.

• Chasing Lending Broker and communicate with Lending Desk in case of new

stock bookings and contacting Middle office any trade booked.

• Initiating client conversion request Reg to 144A vice versa, matching DTCC

eligibility criteria such as minimum/maximum denomination then searching

out for positions in settlement web and requesting paperwork and sending

back to same respective agent.