Summary
Overview
Work History
Education
Skills
Additional Information
Achievements Awards
Timeline
Generic

SHIVANI GOYAL

ASSISTANT MANAGER
Delhi

Summary

Results-driven Risk and Compliance professional with over 7 years of experience in KYC, AML, Financial Crime Investigations, and Third-Party Due Diligence. Currently serving as Assistant Manager at KPMG, with a proven record of improving compliance processes, enhancing risk frameworks, and ensuring adherence to global regulations including FCPA, Sanctions Compliance, and Regulatory Reporting. Skilled in tools like World Check and MS Excel, with a hands-on approach to solving financial crime cases and managing cross-functional risk projects while overseeing a team of 12 members to ensure quality assurance across risk management teams.

Overview

8
8
years of professional experience
2029
2029
years of post-secondary education

Work History

Assistant Manager – Risk Management & Compliance

KPMG India Services LLP
01.2022 - Current
  • Manage KYC/AML processes and compliance reviews across client accounts.
  • Conduct periodic risk assessments and perform due diligence on third parties and vendors.
  • Lead risk-related SOPs, ensuring alignment with regulatory standards.
  • Liaise with global teams and client stakeholders to resolve risk flags and discrepancies.
  • Contributed to internal training sessions and knowledge transfer for new analysts.
  • Stay current on regulatory changes and advise client teams on emerging risks.
  • Oversee team management responsibilities, ensuring the compressive execution of the audit process.
  • Managing daily BAU volume, conducting team huddles, training and delivering process update.
  • Actively involved in stakeholders meet.

Analyst – AML/KYC Investigation

Ananta Polyrubb Pvt. Ltd.
01.2021 - 12.2021
  • Monitored high-risk private banking accounts and raised SARs/red flags.
  • Conducted client due diligence using World Check and Finscan.
  • Screened for sanctions, PEPs, and suspicious patterns per customer profile.
  • Coordinated with RMs and stakeholders to resolve KYC/documentation issues.
  • Mentored new team members and led KT sessions.

Sr. Executive – Accounting & Financial Analysis

Ananta Polyrubb Pvt. Ltd.
12.2017 - 12.2020
  • Managed AR/AP processes, reconciliations, and financial reporting.
  • Conducted credit card audits and supported GL analysis for M&A cases.
  • Handled vendor/client communication and automated key reporting functions.
  • Led budget analysis for strategic expansion and cost-saving initiatives.

Education

MBA - Pursuing

Symbiosis University

B.Com. - undefined

Delhi University
01.2014 - 01.2017

Class 12th - CBSE

Moti Ram Memorial Girls Sr. Sec. School

Skills

  • KYC/CDD/EDD Investigations
  • Financial Crime & AML Monitoring
  • Client Onboarding & Third-Party Due Diligence
  • Regulatory Compliance (FCPA, FATF, EU/US)
  • Sanctions/PEP Screening & SAR Filing
  • Risk Review & Control Assessments
  • Team leadership
  • Quick learner with a drive for continuous improvement
  • Cross-functional Stakeholder Management
  • World Check
  • MS Excel

Additional Information

  • CEPP Project : Led a team working on platinum and premium accounts, ensuring risk management service delivery.
  • QA Project : Leading a team working on improving the quality of the risk management process

Achievements Awards

  • Honored with the High-Flyer Award twice for exceptional performance in KPMG
  • Awarded 'Top Trainer' Certificate for excellence in training in KPMG
  • Recognized with the Super Team Award for two consecutive years in KPMG
  • Received the Above and Beyond Award for excellence in new QA Project
  • Received Employee of the month in Ananta

Timeline

Assistant Manager – Risk Management & Compliance

KPMG India Services LLP
01.2022 - Current

Analyst – AML/KYC Investigation

Ananta Polyrubb Pvt. Ltd.
01.2021 - 12.2021

Sr. Executive – Accounting & Financial Analysis

Ananta Polyrubb Pvt. Ltd.
12.2017 - 12.2020

B.Com. - undefined

Delhi University
01.2014 - 01.2017

Class 12th - CBSE

Moti Ram Memorial Girls Sr. Sec. School

MBA - Pursuing

Symbiosis University

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