Summary
Overview
Work History
Education
Skills
Timeline
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Shruti Duggal

Shruti Duggal

Bengaluru

Summary

A seasoned professional with approximately 6.7 years of collective experience in Investment Banking operations.

Investment banking operations associated with products like Fixed-Income Securities like Treasuries, Bonds, OTC Derivatives, Fixed income. Strong administration experience in Trade Lifecycle settlement.

Skilled in pre-matching, settlements, trade checkout/reconciliation.

Overview

8
8
years of professional experience

Work History

Senior Associate

Morgan Stanley
Bengaluru, India
07.2021 - Current
  • Currently, I work as a Senior Associate in Fixed Income Cash Trading Operations. My responsibilities include to facilitate the settlement of all high-value fixed-income trades in the EMEA market in a timely and accurate manner.
  • To also provide support to all the internal and external stakeholders involved with these trades to ensure that the client relationships with the firm are maintained along with the avoidance of payment of fines.
  • To manage daily settlement risk and exposure involving high-value trades in markets daily and to ensure all trades settle before their deadline.
  • Have experience driving the review of the controls and processes to reduce operational and client risk in a high-pressure environment.
  • To deal with various internal teams, external agent banks, vendor teams and clients daily to ensure business growth and that all relationships are maintained.
  • Reconciliation of Trader's Risk products and positions to Firm books and records and investigation and resolution of breaks.
  • Monitoring of specific system error queues, which require investigation and resolution to ensure the trade flows downstream.
  • Perform trade allocation, rate reset & rate fixing activities, rate notices, and trade amendments.

Business Process Analyst

Accenture
Bangalore,India
02.2020 - 01.2021
  • Handling APAC Equity Market Settlement (Hong Kong, Korea, China, India)
  • Responsible for all ETF (creation/redemption) IPO, to be manually instructed and ensure for timely settlement.
  • Adhering to all market cut off and ensuring for no fails at any time.
  • The team focuses on the lifecycle of trade settlement and deals with the products like FIXED INCOME, EQUITY, AND DERIVATIVES

Senior Financial Analyst

Goldmansachs
Bangalore
03.2020 - 12.2020
  • Comparison of exposures with the value of the assets pledged, in accordance with the parameters specified in the legal agreement
  • Issuing out Margin Requirements to counterparties based on market price fluctuation
  • Allocating eligible collaterals as per the agreements to cover up the exposure based on client and counterparty confirmations
  • Reaching the custodian and brokers for knowing the reason behind failed/late settlement.

Associate- Portfolio Risk Management

Oracle Financial Software Services
Bangalore
10.2017 - 03.2019
  • Portfolio Risk Analytics associated with Asset class of Fixed Income Securities like Treasuries, GovtBonds, Corporate Bonds, Muni Bonds, Money Market Securities, OTC Derivatives, etc
  • Working with the team to ensure the timely deliverable’s Production and distribution of reports to onshore team for further validation.
  • We research on NAV change exceptions wherein we comparing day-over- day reports; analyze the reason for the changes
  • Use customized SQL commands & multi-tasking Techno-Functional.

Financial Analyst

State Street HCL Services
11.2015 - 07.2017
  • Performing trade settlement as per the IM instruction received through Swift/TLS/Image
  • Reviewing trade documents received from various clients and matching with SSI’s
  • Escalating any mismatched trade confirmations and procedural breaches to the line manager immediately for further course of action
  • Comparison of exposures with the value of the assets pledged, in accordance with the parameters specified in the legal agreement

Education

MBA - Finance

CMS College of Management & Studies
Coimbatore
03-2015

BBA -

SriRamakrishna College of Arts & Science For Women
Coimbatore
03-2013

Skills

Excel

PowerPoint

Knowledge in Bloomberg

Basic SQL

Python

Power BI

Timeline

Senior Associate

Morgan Stanley
07.2021 - Current

Senior Financial Analyst

Goldmansachs
03.2020 - 12.2020

Business Process Analyst

Accenture
02.2020 - 01.2021

Associate- Portfolio Risk Management

Oracle Financial Software Services
10.2017 - 03.2019

Financial Analyst

State Street HCL Services
11.2015 - 07.2017

MBA - Finance

CMS College of Management & Studies

BBA -

SriRamakrishna College of Arts & Science For Women

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Shruti Duggal