Shubham Faujdar

• Reference data management
• (Trade Support / Static Data/ Settlements)
• Responsible for updating SSI's of custody and broker in Ops party and Alert.
• Manage and execute BAU projects where day-to-day functions allow.
• Liaise with internal/external stakeholders to provide exception management reconciliation/reporting
• Manage setup of New Client's account parameterization and swift messaging based on Account Opening Form
• Ensure everything should be correctly placed and avoid Trade fail
• Account opening, closing, update settlement instruction and other static data
• Create Client notification and for external clients
• Participating in conference calls with Technical/Systems Implementations, clients, UAT, product and project managers
• Global Liquidity
• Working with custody and broker to settle fail trades on VD+
• Ensured all DTC eligible trades are settled on contractual settlement date
• Communicated problems to the business lines and ensured proper escalation
• Security Settlement
• (Static Data)
• Manage daily collateral movements supporting OTC derivatives, repo, and securities lending desks.
• Monitor margin calls, resolve disputes, and
• ensure accurate settlement within required timelines.
• Managed end-to-end trade settlement lifecycle for equities, fixed income, and OTC products across global markets
• Ensured timely settlement of trades, reducing settlement fails through proactive break investigation and resolution
• Matched and confirmed trades via custodians, clearing houses, and counterparties
• Processed and validated settlement instructions (SSI) and resolved discrepancies
• Monitored settlement risks and escalated aged breaks in line with internal controls
• Liaised with Front Office, Middle Office, Custodians, and Counterparties to resolve trade issues
• Supported regulatory and audit requirements, ensuring adherence to market and compliance standards

Trade Settlements

• Company Overview: Security Settlement
• (Trade Support / Static Data/ Settlements)
• Responsible for updating SSI's of custody and broker in Ops party and Alert.
• Manage and execute BAU projects where day-to-day functions allow.
• Liaise with internal/external stakeholders to provide exception management reconciliation/reporting
• Manage setup of New Client's account parameterization and swift messaging based on Account Opening Form
• Ensure everything should be correctly placed and avoid Trade fail
• Account opening, closing, update settlement instruction and other static data
• Create Client notification and for external clients
• Participating in conference calls with Technical/Systems Implementations, clients, UAT, product and project managers
• Global Liquidity
• Working with custody and broker to settle fail trades on VD+
• Ensured all DTC eligible trades are settled on contractual settlement date
• Communicated problems to the business lines and ensured proper escalation
• Security Settlement
• (Static Data)
• Manage daily collateral movements supporting OTC derivatives, repo, and securities lending desks.
• Monitor margin calls, resolve disputes, and ensure accurate settlement within required timelines.
• Managed end-to-end trade settlement lifecycle for equities, fixed income, and OTC products across global markets
• Ensured timely settlement of trades, reducing settlement fails through proactive break investigation and resolution
• Matched and confirmed trades via custodians, clearing houses, and counterparties
• Processed and validated settlement instructions (SSI) and resolved discrepancies
• Monitored settlement risks and escalated aged breaks in line with internal controls
• Liaised with Front Office, Middle Office, Custodians, and Counterparties to resolve trade issues
• Supported regulatory and audit requirements, ensuring adherence to market and compliance standards

• Spear heading Emerging markets and Mena markets
• Responsible for pre-matching and matching trades with counter parties
• Prioritizing on failed trades and exchange delivery tomorrow
• Take necessary steps to avoid buy-in
• Equities Settlements
• Equities Settlements

• - Working for US based client for leasing operations, supporting originations team
• Responsible for inception of a deal
• Risk analysis
• Client interaction to resolve their queries
• Master database update
• Reporting of daily production
• Applications used PMS, Oracle SIEBEL