Shubham Tiwari
Summary
Experienced Anti-Money Laundering (AML) and Know Your Customer (KYC) Analyst with 4 years of experience at HCL Technology. Proven track record in quality assurance of cases, process expansion, and compliance with UK-based processes. Adept at identifying areas for process improvement, driving efficiency gains, and leveraging analytical skills to support organizational growth.
Overview
6
6
years of professional experience
1
1
Certification
Work History
Analyst
HCL Technologies
05.2022 - 05.2024
- Conducted thorough analysis and review of customer documentation to ensure compliance with AML and KYC regulations.
- Performed QA on case files to maintain high standards of accuracy and compliance.
- Supported process expansion initiatives, contributing to development and implementation of improved workflows.
- Evaluating high-risk accounts and assessing potential risks they pose the institution.
- Maintaining accurate and up-to-date records of client information.
- Analyzed complex data to identify suspicious activities and potential risks.
- Assist in the development and implementation of AML and KYC policies and procedures.
- Collaborated with UK-based process team to ensure alignment with international standards and practices.
Associate
HCL Technologies
07.2018 - 10.2020
- Reviewed and verified customer identification documents, ensuring adherence to regulatory requirements.
- Performed detailed investigations and verifications as part of the KYC process.
- Monitored transactions and customer accounts to detect and prevent money laundering activities.
- Assisted in the development of training materials and conducted training sessions for new team members.
- Played a key role in expanding and refining the process to improve efficiency and accuracy.
- Developed and maintained strong relationships with stakeholders to ensure smooth process execution.
- Participated in regular audits and assessments to ensure ongoing compliance with internal and external standards.
- Developed and implemented strategies to increase customer satisfaction and engagement.
Education
Bachelor of Arts - English Literature
Indrakali Mahavidyalaya Prayagraj
Prayagraj, India06.2015
Skills
- AML and KYC Compliance
- Quality assurance
- Process improvement
- Data analysis
- Risk Assessment
- Team Collaboration
- Regulatory Reporting
- Communication and Training
- Root Cause Analysis
Certification
Certified Anti-Money Laundering Investigator
Languages
Hindi
Bilingual or Proficient (C2)
English
Bilingual or Proficient (C2)
Spanish
Elementary (A2)
Timeline
Analyst
HCL Technologies
05.2022 - 05.2024
Associate
HCL Technologies
07.2018 - 10.2020
Bachelor of Arts - English Literature
Indrakali Mahavidyalaya Prayagraj
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