SNEHAL GHAG
Mumbai
Summary
Dynamic Deputy Manager at the National Stock Exchange of India, adept at regulatory compliance and financial analysis. Successfully managed critical non-compliance issues and collaborated with legal teams, showcasing strong problem-solving and attention to detail. Proven ability to multitask and deliver precise outcomes in high-pressure environments.
Overview
8
8
years of professional experience
Work History
Deputy Manager
National Stock Exchange Of India
Mumbai
12.2024 - Current
- Reviewed and approved disciplinary action cases from regulatory inspections, ensuring alignment with compliance standards.
- Scrutinized and validated Letters of Observation and analysis based on inspection findings to support regulatory accountability.
- Drafted and verified show cause notices for critical non-compliance issues, managing responses from trading members.
- Analyzed review requests while collaborating with legal team on appellate matters.
- Addressed member queries, facilitating compliance with SEBI and other regulatory mandates to enhance member understanding.
Article and Audit Assistant
Nimesh Mehta & Associates
Mumbai
03.2018 - 07.2022
- Conducted tax audits and reviewed financial records, ensuring compliance with regulations and identifying discrepancies.
- Executed concurrent and statutory audits for Nationalized Bank, highlighting compliance issues to enhance regulatory adherence.
- Led audit team in reviewing insurance company records and drafting comprehensive reports.
- Finalized financial statements for private limited companies, ensuring compliance with statutory requirements and accuracy in reporting.
- Prepared precise financial statements according to Schedule III guidelines with relevant notes.
- Prepared corporate income tax returns for businesses of varying sizes efficiently.
Education
Chartered Accountant -
The Institute of Chartered Accountant of India
05.2024
Master of Commerce - Accounting And Finance
University of Mumbai
06-2021
Skills
- Quick learner
- Regulatory compliance
- Financial analysis
- Problem solving
- Attention to detail
- Time management
- Analytical thinking
- Multitasking ability
- Active listening
- Analytical skills
Accomplishments
SPOT Award at the National Stock Exchange of India.
Languages
English
Proficient (C2)
C2
Hindi
Proficient (C2)
C2
Marathi
Native
Native
Timeline
Deputy Manager
National Stock Exchange Of India
12.2024 - Current
Article and Audit Assistant
Nimesh Mehta & Associates
03.2018 - 07.2022
Chartered Accountant -
The Institute of Chartered Accountant of India
Master of Commerce - Accounting And Finance
University of Mumbai