Sornamukhi Nitharsana J
Company Secretary And Compliance Officer
CHENNAI,Tamil Nadu
Summary
Self-driven and knowledgeable qualified Corporate Secretary with over 6 plus years of experience in NBFC, housing finance and capital markets domain. Skilled in regulatory compliances, RBI filings, board governance, corporate advisory, drafting, policy improvements and stakeholder management. Proven ability to liaise with regulators, debenture trustees, investors, auditors and senior leadership teams.
Overview
7
7
years of professional experience
Work History
Company Secretary & Compliance Officer
Northern Arc Securities Pvt Ltd
04.2024 - Current
- Handling corporate secretarial, SEBI and exchange-related compliances for OBPP and investment distribution business.
Manager-Secretarial
Northern Arc Capital Ltd
12.2023 - 03.2024
- Worked on Corporate Seretarial activities, supported DRHP filing activities, Minutes of Board, Committee and General Meetings, NBFC regulatory filings and supported governance activities.
- Internal transfer to Northern Arc's subsidiary, considering remarkable performance.
Company Secretary & Compliance Officer
Shiksha Financial Services India Pvt Ltd
12.2021 - 12.2023
- Managed RBI, FEMA, FDI, Debenture trustee, lender and private equity compliances, Board governance, investor reporting, grievance redressal, audits, NBFC compliances, policy alignment and annual report preparation. Liaised with the RBI for prior approvals and various regulatory clarifications.
Company Secretary
Sasvitha Home Finance Ltd
11.2019 - 12.2021
- Handled Board,AGM processes, ROC filings, NHB filings, fund raise support, due diligence and corporate actions.
Senior Executive – Legal & Secretarial
Caratlane (Subsidiary of Titan Company Ltd)
09.2018 - 11.2019
- Supported Board processes, litigation, contract vetting, policy drafting, IPR management and regulatory notices.
Education
A.C.S. - Company Secretary
ICSI
Chennai12.2017
MBA - Financial Management
University of Madras
12.2018
Accounting & Finance
Women's Christian College
Chennai04.2015
Skills
Excellent communication and presentation
Accomplishments
- Multiple awards at Shiksha Financial for outstanding contribution.
- “Gem of Caratlane” recognition for dedication and performance.
- Pre-placement offer during management training at Caratlane.
Timeline
Company Secretary & Compliance Officer
Northern Arc Securities Pvt Ltd
04.2024 - Current
Manager-Secretarial
Northern Arc Capital Ltd
12.2023 - 03.2024
Company Secretary & Compliance Officer
Shiksha Financial Services India Pvt Ltd
12.2021 - 12.2023
Company Secretary
Sasvitha Home Finance Ltd
11.2019 - 12.2021
Senior Executive – Legal & Secretarial
Caratlane (Subsidiary of Titan Company Ltd)
09.2018 - 11.2019
A.C.S. - Company Secretary
ICSI
MBA - Financial Management
University of Madras
Accounting & Finance
Women's Christian College