Summary
Overview
Work History
Education
Skills
Accomplishments
Languages
Personal Information
Timeline
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Srinivas K N

Srinivas K N

Bangalore

Summary

As an ambitious and dedicated professional, I am seeking a challenging position to utilize my technical and professional expertise in an organization that offers professional growth while being innovative and flexible.

Over 6 years of experience in the areas of Financial Crime Compliance, Investment Banking, Anti Money Laundering, end-to-end KYC, Due Diligence, Screening, Transaction Monitoring, Sanctions, Corporate Laws and Regulations.

Overview

7
7
years of professional experience

Work History

Senior Analyst

Protiviti India Members Pvt Ltd
07.2024 - 10.2024
  • Performed CDD and EDD on existing client through Multiple tools and trigger outreach and get outstanding document from customer
  • Performed onboard the clients with procedure and as per the global policies
  • Conducting new and existing clients reviews within established risk ratings as Low, Medium and High-risk cases

Senior Analyst

Russell Tobin
10.2023 - 06.2024
  • Screenings of international clients via tools Lexis Nexis, World-Check, SKYC, Google Search, Factiva, DowJones & internal watchlist
  • Questionnaire, Negatives News screening, Sanctions name Screening projects
  • QC with task regards to Enhanced, Standard & Simplified Due Diligence on remediation and client outreach
  • Point of contact between the business and KYC team to ensure smooth workflow
  • Perform Vendor Due Diligence like Adverse Media, Litigations, Credit Ratings, Regulatory checks, Credit checks, PEP identification, Sanctions screening etc

Senior Analyst

KPMG Global Services
08.2019 - 07.2023
  • Perform CDD and EDD on existing client and trigger the out-reach
  • Review end to end required AML & KYC regulatory requirements for all the Multi jurisdiction cases
  • Identify, review and monitor high risk clients and conduct risk-based research and written analysis of clients who require periodic review
  • KYC expertise knowledge in different entity types e.g., Private Limited, Sole trader, Unincorporated Partnership, & LLP based on rules and regulations of the concerned jurisdictions abiding with locals laws
  • Performed in-depth checks on SOW / SOF / Business purpose / ID & Address proof / formation & Constitution / Controllers / Owners / Occupation & Employment / Related Parties / Authorised Persons / LAC approval (for Individual and Corporates complete check and analysis)

Analyst

First Source Solution
02.2018 - 04.2019
  • Performed KYC and AML checks on the related parties of the Company which are Internationally located
  • Performing the screening on individuals and entities using tool Bridger
  • Ensuring risk rating & compliance of client with all AML laws, guidelines and return standard operating procedures
  • To communicate & coordinate through mails with various Business units
  • Remediating existing corporate and bank clients existing to the bank for the EMEA region
  • Initiating client identifiers and checking for duplicating records of client to avoid overlapping of client data
  • Verification of documents and the validity of documents

Education

MBA - Accounting And Finance

Acharya Bengaluru B-School
Bengaluru
06.2017

Skills

  • Customer Due Diligence
  • Know your customer
  • High Risk Customer reviews
  • Anti-Money Laundering
  • Sanction Screening
  • PEP Review
  • Periodic Review
  • Event Driven Review

Accomplishments

  • Team excellence Awarded.
  • Awarded 'Star Performer' for the 2nd & 3rd Quarter of financial year 2022-23

Languages

English
Hindi
Kannada
Telugu

Personal Information

  • Date of Birth: 02/12/94
  • Nationality: India

Timeline

Senior Analyst

Protiviti India Members Pvt Ltd
07.2024 - 10.2024

Senior Analyst

Russell Tobin
10.2023 - 06.2024

Senior Analyst

KPMG Global Services
08.2019 - 07.2023

Analyst

First Source Solution
02.2018 - 04.2019

MBA - Accounting And Finance

Acharya Bengaluru B-School

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Srinivas K N