SUMEEL SELVARAJ
Summary
Highly focused analytical professional with 12+ years of experience in derivatives, commodities, and securities. Proven track record in leading teams, managing escalations, and ensuring regulatory compliance. Seeking a challenging role in risk and compliance, leveraging expertise to drive strategic decision-making and mitigate operational risks.
Overview
13
13
years of professional experience
1
1
Certification
Work History
Manager
HSBC Electronic Data Processing (INDIA)
12.2022 - Current
- Monitoring UT activities of employees based on the controls to identify potential anomalous trades and mitigate the risk.
- Continuous development of processes, identifying new controls, and expanding to new regions (APAC, EMEA).
- Collaborating with the Product, IT, and Analytics teams to work on controls and model enhancement, and to work on the future state of the UT modules.
- Reporting of breaches and suspicious trade activities to management and the compliance committee.
- As part of UT ML transformation, raise awareness, and drive adoption of the machine learning platform.
- As Best-Ex's second line of defense, monitoring optimal execution of trades as per regulatory requirements (MiFID II, SEC, and FINRA) is essential.
- Report the efficiency of automated trading systems in Best-Ex committees, present MI’s, and provide oversight and challenge on operational risk effectiveness.
Markets Process Lead
Australia and New Zealand Banking Group Ltd
07.2021 - 12.2022
- Validating manual trades in derivatives, fixed income, bullion shipments, and commodities.
- Actively involved in the LIBOR Fall Back Project and USD/INR FBIL Benchmark regulatory submission.
Senior Lead Analyst
FIS Global (Credit-Suisse)
08.2020 - 05.2021
- Leading the SFE top day clearing team, clearing top day trades in Clearvision, resolving T+1 breaks, performing tasks related to the closeouts, DBOR regulatory submission, expiry processing, and handling queries.
- Leading the multiple projects, e.g., Brexit account migration, CV stream gateway update.
Assistant Manager
HSBC Electronic Data Processing (INDIA)
07.2019 - 08.2020
- Products dealing with are precious metals, swaps, forwards, and money market instruments for confirmations and settlements.
Assistant Manager
Genpact India Pvt. Ltd (Goldman Sachs)
07.2018 - 07.2019
- Review the alerts to monitor market abuse and market manipulation across asset classes.
- Investigate potential compliance issues with management, and document findings.
Operations Analyst
JP Morgan Chase & Co.
05.2015 - 07.2018
- Clearing trades for EMEA, NA, and SAFEX - Agris and Financials markets.
- Worked at Clearvisions for respective markets to clear trades accordingly by applying all exceptions.
Markets Officer
Australia and New Zealand Banking Group Ltd
04.2013 - 05.2015
- Handling product settlements such as IRS, NDF, CS, FXD, OPTIONS, and PRECIOUS METALS in the Murex application.
- Handling bullion settlements and knowledge about debts (EMTN).
Process Associate
Cross domain Solutions Private Limited.(Arthur J. Gallagher & Co)
01.2012 - 03.2013
- Indexing and keywording the policy and non-policy documents.
Education
MBA - Finance
Auden Technology And Management Academy (VTU)
01.2011
Skills
- Back/Middle office operations, Risk Management
- Trade surveillance, OTC, ETD
- GMI, Clearvision, Calypso, TCM, Murex, Eikon, Bloomberg
Certification
● NCFM certification in Advanced Financial Markets module
Accomplishments
- KAIZEN , STAR, SPOT and TEAM award for Best performance.
Timeline
Manager
HSBC Electronic Data Processing (INDIA)
12.2022 - Current
Markets Process Lead
Australia and New Zealand Banking Group Ltd
07.2021 - 12.2022
Senior Lead Analyst
FIS Global (Credit-Suisse)
08.2020 - 05.2021
Assistant Manager
HSBC Electronic Data Processing (INDIA)
07.2019 - 08.2020
Assistant Manager
Genpact India Pvt. Ltd (Goldman Sachs)
07.2018 - 07.2019
Operations Analyst
JP Morgan Chase & Co.
05.2015 - 07.2018
Markets Officer
Australia and New Zealand Banking Group Ltd
04.2013 - 05.2015
Process Associate
Cross domain Solutions Private Limited.(Arthur J. Gallagher & Co)
01.2012 - 03.2013
● NCFM certification in Advanced Financial Markets module
MBA - Finance
Auden Technology And Management Academy (VTU)
Similar Profiles
Arun YadavArun Yadav
Buisness ANALYST (Subject matter expert/Assistant Manager) at HSBC Securities Services, HSBC Electronic Data Processing India Pvt LtdBuisness ANALYST (Subject matter expert/Assistant Manager) at HSBC Securities Services, HSBC Electronic Data Processing India Pvt Ltd
VEDHAPRIYA ACHARIVEDHAPRIYA ACHARI
Vetting Control and Oversight Analyst at GLOBAL STAFF VETTING HSBC Electronic Data Processing India Pvt LtdVetting Control and Oversight Analyst at GLOBAL STAFF VETTING HSBC Electronic Data Processing India Pvt Ltd
BHAWANI SINGHBHAWANI SINGH
Senior Fraud Officer at HSBC (Electronic Data Processing India Pvt Ltd)Senior Fraud Officer at HSBC (Electronic Data Processing India Pvt Ltd)