Sumit Jamwal
D-747, Sector -D,Mandir Marg
Summary
Detail-oriented and compliance-driven professional with hands-on experience in KYC and AML processes. Skilled in conducting Enhanced Due Diligence (EDD), client screening, and periodic account reviews aligned with anti-money laundering (AML) regulations. Proven ability to identify suspicious activity and assess risks related to Politically Exposed Persons (PEPs) and sanctions. Strong knowledge of financial crime compliance, regulatory requirements, and industry-standard screening tools.
Overview
4
4
years of professional experience
6
6
years of post-secondary education
Work History
Senior Process Associate
SunLife Global Solutions
08.2022 - Current
- Conducted Enhanced Due Diligence (EDD), periodic reviews, and client screenings in line with AML/KYC regulations for both new and existing accounts.
- Performed comprehensive risk assessments for clients and counterparties, focusing on PEPs, sanctions.
- Monitored customer profiles to detect and escalate suspicious patterns or behaviors indicating potential financial crime.
- Ensured adherence to internal policies and regulatory requirements related to anti-money laundering and financial crime compliance.
- Participated in the development and implementation of internal controls, policies, and procedures to mitigate financial crime risk.
- Possess strong knowledge of AML/KYC regulations, banking operations, and screening tools with practical understanding of regulatory frameworks.
Operations Trainee
Sunlife Global Solutions(Aston Carter)
08.2021 - 07.2022
- Performed Customer Due Diligence (CDD) and KYC checks for onboarding individual and group insurance clients in line with regulatory and internal compliance guidelines.
- Identified unusual patterns or discrepancies in customer information and escalated red flags to the compliance team for further review.
- Conducted basic sanction screening to check client names against restricted and watch lists.
- Maintained and updated trackers and logs to support audits and internal compliance monitoring.
Education
MBA - Finance
Bharati Vidyapeeth University
07.2022 - 10.2024
B.COM(H) - Finance
GGSIPU
08.2018 - 11.2021
Skills
- AML compliance
- KYC processing
- Risk assessment
- Client screening
- Microsoft Excel
Timeline
Senior Process Associate
SunLife Global Solutions
08.2022 - Current
MBA - Finance
Bharati Vidyapeeth University
07.2022 - 10.2024
Operations Trainee
Sunlife Global Solutions(Aston Carter)
08.2021 - 07.2022
B.COM(H) - Finance
GGSIPU
08.2018 - 11.2021