Sumit Kanchan
Mumbai
Summary
A detail-oriented and analytical Market Surveillance Analyst with two years of experience in monitoring trading activities to detect suspicious market behavior and price manipulation. Proficient in working with surveillance tools, and compliance frameworks. Adept at preparing reports for regulatory bodies, investigating alerts, and ensuring adherence to SEBI norms and exchange regulations.
Overview
2
2
years of professional experience
1
1
Certification
Work History
Deputy Manager
BSE LTD
Mumbai
06.2023 - Current
- Conducted monitoring of equity trading activities to identify market abuse.
- Monitored bulk/block deals and promoter trading activities using customized alert parameters.
- Managed price band relaxation for derivative-linked scrips nearing circuit limits based on market sentiment.
- Oversaw SPOS price discovery for IPO listings, ensuring fair opening prices through demand-supply aggregation.
- Contributed to implementation and periodic review of surveillance frameworks to ensure compliance with SEBI norms.
- Drafted business requirement specifications and test scenarios for surveillance system enhancements.
- Coordinated UAT Testing with tech teams for surveillance system improvements.
- Based on SEBI's SMAC Recommendation, developed a system for: Sliding price band on account of flexing, Cancellation of orders on account of flexing an cancellaton of triiger due to midpoint hit.
- Coordinated with the IT team to implement SEBI directed Cuationary Alert in the trading terminal and Regulatory file for investors awareness.
Education
MBA - Finance
Pillai Institute of Management Studies
Mumbai06-2023
Skills
- SMOPS
- Bloomberg
- BOLT
- EBOSS
- Regulatory Compliance
- Redmine
- JasperSoft
Certification
- NISM Equity Derivatives
- NISM Fixed Income Securities
- NISM Equity Research
Languages
- English
- HIndi
- Marathi
- Kannada
Timeline
Deputy Manager
BSE LTD
06.2023 - Current
MBA - Finance
Pillai Institute of Management Studies
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