Summary
Overview
Work History
Education
Skills
Accomplishments
Timeline
Generic

Suraj Bhatia

Associate - Risk Management
Mumbai,MH

Summary

13 years of experience in banking industry. Enthusiastic and eager to contribute to team success through hard work, attention to detail and excellent organizational skills. Clear understanding of Risk and Control. Motivated to learn, grow and excel in Banking Industry.

Overview

5
5
Languages
14
14
years of professional experience

Work History

Associate (Manager)

JP Morgan India Services PVT LTD
Mumbai, MAHARASHTRA
07.2015 - Current
  • Conduct periodic SOX (404) audit for EMEA and US region. Total 11 controls are checked as a part of SOX audit.
  • Performed quarterly FED QA activity for EMEA region to ensure data reported to FED are accurate.
  • Conduct periodic risk control reviews to highlight and put control on external errors, data/regulatory breach and single touch activities.
  • Work with different stakeholders to ensure data quality is maintained and all information are correctly updated in CORE.
  • Perform root cause error analysis for all types of errors at WPO level and provide analysis report to senior management on monthly/quarterly/annual business control meetings.
  • Ensure all actions points finalized on root cause analysis are implemented and correctly updated.
  • Identify areas of risk within the process and work proactively with the operations manager to ensure that the adequate controls have been put in place.
  • Support, develop, implement and govern operational control program for operations team.
  • Create/review and update various policies and procedures to ensure all SOP's are updated.
  • Getting latest updates on the various outstanding issues from issue owners and update the database accordingly.
  • Communicate with operations team (Down to up approach) to understand the challenges, requirements and understand the open risk areas and work on automation of activities (Robotics) to avoid manual intervention.
  • Conducted periodic risk training forums on monthly basis.
  • Participated in continuous improvement by generating suggestions, engaging in problem-solving activities to operations.
  • Developed and implemented performance improvement strategies and plans to promote continuous improvement.

Cash Analyst

NCR Corporation
Mumbai, MAHARASHTRA
04.2013 - 06.2015
  • Review the forecast performance in Opticash system of assigned ATM's to determine how to improve the accuracy of the forecast.
  • Analyze daily forecast based on the daily cash dispense along with previous cash dispense pattern.
  • Solely responsible for improving forecast of New ATM Machines installed.
  • Provide periodical forecast improvement results to bank directly and to understand their needs.
  • Liaise with bank on daily operation requirement based on forecast of daily cash replenishment schedules.
  • Ensure the cash management operation runs smoothly for the assigned ATM's.
  • Ensure process compliance with approved Procedure & Work Instruction Manual at the process level is managed

Senior Team Member

JP Morgan India Services PVT LTD
Mumbai, MAHARASHTRA
06.2011 - 03.2013
  • Provided operational support to the Fund Administration department, by ensuring that key services necessary to complete NAV calculations are completed efficiently, within specific time frames and in a controlled environment to minimize risk.
  • Responsible for calculating amortization using the effective yield method for all fixed income assets based on the Effective Interest Rate (EIR).
  • Worked with other Business areas e.g. Trades, Coacs, Static Data, and Fund accounting team to assist with fund launches/migrations.
  • Responsible for validating the bonds maturing on a daily basis, ensuring the amortization schedule is updated for bonds that have been called in the market.
  • Ensure that SLA target for the turnaround and quality is achieved for the team.
  • Ensure meeting of SLA targets for the accuracy standards set by clients.

Senior Team Member

JP Morgan India Services PVT LTD
Mumbai, MAHARASHTRA
03.2007 - 05.2011
  • Worked on setup and maintenance of various TS related products (14 Approx) for existing clients.
  • Worked closely with Client service officers and operations team to ensure TS products and services are setup on client profile within agreed timelines.
  • Active participations in projects and activities supporting product migrations for WHEM Region.
  • Handling monthly reports and team presentations.
  • Working knowledge with bank internal systems like Deal Manager, APS, Global Entitlements (Complete JP Morgan Access setup), Rumba Session, CCAP and Extra Supersession.
  • Training new joiners and handling complex escalations and sensitive client issues.

Education

H.S.C(XII) – Maharashtra Board - Commerce

Mittal College Of Commerce And Arts
Mumbai

Bachelor of Commerce - Commerce

KC College Of Commerce And Arts
Mumbai

Skills

undefined

Accomplishments

  • Received Quarterly Excellence award in Q2 2020.
  • Received the Portrait award (Wall of Fame) for best performance in the year 2019.
  • Successfully migrated the process from Edinburgh in 2 months in 2011.
  • Successfully migrated the process from Dallas in 1 month in 2007.

Timeline

Associate (Manager)

JP Morgan India Services PVT LTD
07.2015 - Current

Cash Analyst

NCR Corporation
04.2013 - 06.2015

Senior Team Member

JP Morgan India Services PVT LTD
06.2011 - 03.2013

Senior Team Member

JP Morgan India Services PVT LTD
03.2007 - 05.2011

Bachelor of Commerce - Commerce

KC College Of Commerce And Arts

H.S.C(XII) – Maharashtra Board - Commerce

Mittal College Of Commerce And Arts

Similar Profiles

CREATE PROFILE
Suraj BhatiaAssociate - Risk Management