Years of experience
Taruna Saiswani
Senior Financial Analyst
Summary
A professional with 9 years of experience in Transfer Agency. Demonstrated skills in Transfer Agency, Back-office operations, Investment Administration on behalf of Asset Management Companies. Aiming for positions in Operations Management, Quality Assurance with a reputed and growth-driven organization. To work with an organization that can give me an opportunity to learn new area in Equities, Fixed Income Risk mitigation and implement my current knowledge to enhance overall Business performance.
Overview
9
9
Work History
SENIOR FINANCIAL ANALYST
SS&C DST WORLD WIDE SERVICES
3 2021 - 3 2024
- Supports back office operations of ISA, UT, OEIC, equities, bonds & MFs in the UK region
- Complete knowledge of client's KYC, Client onboarding, and account setup
- Responsible for Client's AML verifications
- Coordinate with inter-functional teams like Registration & Dealing
- Responsible for subscription & redemption of clients
- Responsible for updating banks and distribution details for the clients
- Ensuring after the deal is placed it is correctly settled with no outstanding settlements
- Handling client queries and escalation to provide resolution
- Ensuring all the work items are processed within SLAs and valuation points
- Investigating any errors that have occurred and raising incidents for the same while rectifying the errors
- Completing allocated work daily with 100% quality and productivity
- Working on CITRIX/AWD/FAST/FSU/FCA/Experian etc
- Responsible for preparing MIS reports on a weekly & Monthly Basis
- Providing training to new joiners on processes and various systems
PAYROLL ANALYST
Wipro Ltd.
1 2019 - 3 2020
- Handling the request received from onshore through email, eservice, Phone
- Performing activities like Hire, Termination, Severance, Position creation in Employee Central
- Running Basic Payroll Reports and Interface Reports daily for the employees which get error out in CDS
- Attending calls with onshore on Weekly touch base and new process improvement
- On floor support to new hires and team towards query resolution
- Making sure 100% QA (quality assurance) is done every business day
- Training for new hires in team
ASSOCIATE IN TRANSACTIONAL PROCESSING (DEALING)
Syntel Pvt Ltd.
03.2017 - 11.2018
- Dealing (Transaction) Dealing comprises of the daily activities prior to the book closure for NAV computation for different Fund management companies
- Placing trades like Repurchase and Purchase deals of funds in client account on receipt of instruction from the client Invest on behalf of the Asset management companies for Private as well as Corporate client
- Allocate the client's funds to different products as per the client instruction and perform a Product Switch Handle Switch Deals wherein the client's funds are transferred to the same products Ensure Delivery to the client as per the Service Level Agreement Checking Anti-money laundering details in order to verify client Ml status
- Updating and Maintaining Reports to be sent to the Higher Management
- Non Dealing (Transaction) The Non Dealing aspect of the process comprises of the BAU activities after the Book Closure Transferring of ownership from one client to another
- Receipt of funds from new clients for interested in availing the services of the management companies of State Street Syntel Ltd.
ACCOUNTANT
Hemrajani Associates
01.2016 - 12.2016
- Making all purchase and sales entries through Tally software
- Maintaining receipts and cash transaction records for audit purpose
- Preparing both books of account to show the transaction and entries like cash book & pass book
- Doing quarterly audit to re-checked the entries and validating the records with approval of CA.
CSA (IN BOUND VOICE CALLS.)
First Source Pvt.Ltd
03.2015 - 08.2015
- Attend Customer Calls in proper manner to Understand customer requirements
- Working on customers related to application processing Welcome calls Handling Customer query related to Credit card and account related information.
Education
COMPLETED COURSEWORK TOWARDS BACHELOR OF COMMERCE IN ACCOUNTANCY -
C.H.M College
Skills
Client Services Onboarding & Offboarding
Client Retention & Satisfaction
Dealing in Transfer Agency
Delivering Quality
KYC AML Verifications
Registration & Dealing
NAV Computation
Fund Management
Service Level Agreements
Personal Information
- Date of Birth: 10/18/93
- Gender: Female
- Marital Status: Single
Languages
English
Hindi
Awards
- Achieved 100% quality and production award for the month to meet deadlines with client expectations.
- Given HPC presentation.
Timeline
ASSOCIATE IN TRANSACTIONAL PROCESSING (DEALING)
Syntel Pvt Ltd.
03.2017 - 11.2018
ACCOUNTANT
Hemrajani Associates
01.2016 - 12.2016
CSA (IN BOUND VOICE CALLS.)
First Source Pvt.Ltd
03.2015 - 08.2015
SENIOR FINANCIAL ANALYST
SS&C DST WORLD WIDE SERVICES
3 2021 - 3 2024
PAYROLL ANALYST
Wipro Ltd.
1 2019 - 3 2020
COMPLETED COURSEWORK TOWARDS BACHELOR OF COMMERCE IN ACCOUNTANCY -
C.H.M College