Summary
Overview
Work History
Education
Skills
Computer Skills And Certifications
Personal Information
Extra-Curricular Activities
Timeline
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Vishal Shinde

Vishal Shinde

KYC Executive
Mumbai

Summary

Detail-oriented KYC Analyst executes Know Your Customer activities focusing on client onboarding and exceptions in line with regulatory standards and jurisdictions. Robust knowledge and understanding of regulation affecting KYC program. Interacts and works closely with business stakeholders at all levels of seniority.

Overview

7
7
years of professional experience
3
3
Languages

Work History

KYC Executive

Progressive Share Brokers Pvt Ltd
03.2023 - Current
  • Verify DP + Trading, account opening KYC of individual and non-individual client
  • Punching online and physical DP + Trading account in CROSS and TRADPLUS system
  • Coordinate with sub-brokers about DEMAT a/c opening query and documentation
  • Process all types of modifications e.g
  • Updating nominee, mobile no, e-mail id, brokerage, bank etc..
  • Handling C-KYC process of all clients
  • Doing all new clients UCC in NSE-BSE exchange
  • Sending welcome letter to all new account opened clients
  • Handling internal audit queries.

Executive - Client Activation

Prabhudas Lilladher Pvt Ltd
09.2021 - 03.2023
  • Verify DP + trading account opening forms of individual & non-individual clients
  • Process all types of modifications e.g
  • Updating nominee, mobile no, e-mail id, brokerage, bank etc..
  • Coordinate with sub-brokers about DEMAT a/c opening query and documentation
  • Punching DP + trading online and physical account in LD-CDSL system
  • Handling C-KYC process of all clients
  • Dealing with customer support team for client queries regarding C-KYC Issue
  • Maintaining all account opening form data and give to NAX team for scanning
  • Handling internal audit queries
  • Sending MIS of daily activities work to superiors i.e
  • HOD
  • Making daily MIS report.

Back Office Executive

Sharekhan Ltd
03.2017 - 08.2021
  • Verify DP + trading account opening forms of individual & non-individual clients
  • Punching daily different type of client checks in system like A/c opening, AMC, DP Dues, Margin etc… Coordinate with sales team about DEMAT + Trading a/c opening query and documentation
  • Maintaining DEMAT + Trading account opening inward file
  • Scanning all account opening and modification forms
  • Making daily MIS report.

Education

Bachelor of Commerce -

Mumbai University
Mumbai

Skills

Positive approach

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Computer Skills And Certifications

  • Microsoft Office with knowledge of Microsoft Excel (V-lookup, H-lookup Pivot Table etc.)
  • Certification of MS-CIT

Personal Information

  • Date of Birth: 09th August 1990
  • Marital Status: Married

Extra-Curricular Activities

  • Participated in ALL INDIA KABADDI tournaments
  • Represented MUMBAI SAHAR at state level KABADDI tournament held in Madhya Pradesh at Jabalpur
  • Participated at professional level KABADDI for BANK of MAHARASHTRA and DENA BANK

Timeline

KYC Executive

Progressive Share Brokers Pvt Ltd
03.2023 - Current

Executive - Client Activation

Prabhudas Lilladher Pvt Ltd
09.2021 - 03.2023

Back Office Executive

Sharekhan Ltd
03.2017 - 08.2021

Bachelor of Commerce -

Mumbai University
Vishal ShindeKYC Executive