Vishnu Pal Singh
New Delhi,DL
Summary
Results-driven KYC/AML Compliance Specialist with extensive experience in risk assessments and regulatory adherence. Successfully managed SME review processes, ensuring alignment with business policies and regulatory standards. Demonstrated expertise in due diligence, risk mitigation, and client assessments, delivering tailored insurance solutions while enhancing client experience through effective collaboration and knowledge-sharing initiatives. Proven ability to evaluate audit practices for quality compliance and conduct thorough digital identity verification to prevent fraud.
Overview
7
7
years of professional experience
3
3
Certification
1
1
Professional Degree
Work History
Analyst/SME- Banking Operations AML/Senior KYC Analyst
NTT DATA
Gurugram
09.2024 - Current
- Analyst/SME- Banking Operations AML/Senior KYC Analyst
Overseeing and managing the process of SME review and guidance for KYC/AML risk assessment files,
ensuring compliance with regulatory standards, and adherence to business processes and policies. - Thoroughly review QA/Client feedback to identify recurring problems, patterns, and opportunities for
improvement. - Facilitate knowledge-sharing sessions to educate the team about QA feedback and its implications.
- Collaborate with the client to design and implement new processes based on QA findings.
- Evaluating the work and procedures of the team tasked with conducting quality audits within an organization to ensure their audit practices comply with established quality standards
Senior Associate AML/KYC
NTT DATA
Gurugram
12.2023 - 09.2024
- Conducted comprehensive Customer Due Diligence (CDD) and periodic reviews, ensuring precise client risk assessments.
- Conducted ownership verification, including Ultimate Beneficial Ownership (UBO) and Immediate Beneficial Owner (IBO) information, to ensure regulatory compliance and maintain transparency.
- Executed World Check and Sanction screenings, identifying risks associated with clients, including Politically Exposed Persons (PEPs), and sanctioned entities.
- Analyzed transaction histories of high-profile clients, verifying sources of wealth and funds to mitigate risk.
- Assessed risk factors for individual and entity accounts, including high-risk jurisdictions, and cash-intensive businesses.
- Ensured rigorous verification of all Client Identification Program (CIP) aspects, complying with Know Your Customer (KYC) standards.
Process Developer (UK Banking - SME)
Genpact
Jaipur
01.2021 - 09.2023
- Due diligence and risk mitigation expert, skilled in conducting thorough research and implementing global KYC/AML procedures. Expertise includes name screening, sanctions screening, identifying PEPs, transaction monitoring, and adverse media analysis.
- Subject Matter Expert in AML/KYC, specializing in Process Administration, Account Onboarding, and Account Closures.
- Monitoring mailbox activities and collaborating on projects focused on process and digital transformation within the AML/KYC framework.
- Specialized advice on identifying, managing, and mitigating risks, as well as evaluating compliance with relevant regulations and policies.
- Working closely with Quality Control teams to meticulously review records, ensuring they adhere to compliance standards, and maintain high-quality data integrity within the AML/KYC framework.
Senior Executive (Insurance - RM)
STARTEK
Gurgaon
08.2019 - 02.2020
- Understand clients' insurance needs and provide tailored solutions
- Educate clients on various insurance policies and their advantages
- Coordinate with underwriters to develop customized insurance packages
- Conduct periodic reviews and updates with clients to understand any changes in their needs
- Ensure all activities comply with regulatory requirements and internal policies
- Continuously seek ways to enhance the client experience and service delivery
Verification Expert (Analyst)
Jumio India
Jaipur Area
12.2017 - 06.2019
- Conduct thorough verification of digital identities using various methods such as document scanning, and secure database checks
- Monitor and analyze digital identity verification processes for signs of fraudulent activity
- Collaborate with internal teams and external agencies to gather evidence and validate findings
- Analyze large volumes of data to detect potential fraud, waste, or abuse
- Develop and implement strategies to prevent fraud in digital identity verification processes
- Provide support to clients and internal teams regarding fraud prevention and detection
Education
Bachelor of Laws - Legal Studies
St. Wilfred College of Law
Jaipur09-2022
Master of Commerce - Business Administration
University of Rajasthan
Jaipur05-2019
Bachelor of Commerce - Economics, Accountancy And Financial Management
Maharishi Dayanand Saraswati University
Ajmer05-2017
Skills
- AML compliance
- Transaction monitoring
- Regulatory reporting acumen
- Financial crime prevention
- Sanctions screening proficiency
- Risk assessment expertise
- Fraud analysis
- Enhanced Due Diligence
- Analytical mindset
- Team leadership qualities
- Training and mentoring
- Support case resolution
- Internal auditing
- Project management capabilities
- Microsoft office proficient
- Lexis-Nexis
Certification
- Financial Analysis, Valuation and Risk Management
- Certified Train-the-Trainer certification, UK Banking
- Advanced Lean Six Sigma Yellow Belt Certification
- Lean GB Certification
- Overview of Anti Money Laundering
- Change Management Certification
Languages
Hindi
First Language
English
Advanced (C1)
C1
Affiliations
- Best Cadet Award (NCC)
- Cadet with B Certificate
Accomplishments
- Best Team Award (National Moot Court Championship)
Volunteer Work
- Empower marginalized communities by increasing their legal and social awareness of their rights.
- Promote health awareness during the COVID-19 pandemic.
Projects
- FREO- Real-time fraudulent credit transfer (https://www.dropbox.com/scl/fi/4na0dcbqzoeg60aopclz2/Vishnupal_Singh_FREO_Fraudulent-Credit-Transfers-Assignment_FVR-11.pptx?rlkey=svodigc6g5qkx2hdx2wmxshuf&st=pmunz2rz&dl=0)
- FREO- Credit Risk Management (https://www.dropbox.com/scl/fi/zz2384q3kroivhmy55xp2/Vishnupal_Singh_FREO_Credit-Risk-Management-Assignment.xlsx?rlkey=8rl0qfrqur0w92q8x07qqd1n9&st=ddio0l7b&dl=0)
- Market Risk Management (https://www.dropbox.com/scl/fi/pqprrbj7qavagzhdg9gtv/Vishnu-Pal-Singh_FVR11_Market-Risk-Management.docx?rlkey=fuvfkk6x0s7f5azbwbsk7iohg&st=ynziuzq2&dl=0)
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Work Preference
Work Type
Full TimeWork Location
On-SiteRemoteHybridImportant To Me
Career advancementWork-life balanceCompany CulturePersonal development programsHealthcare benefitsTimeline
Analyst/SME- Banking Operations AML/Senior KYC Analyst
NTT DATA
09.2024 - Current
Senior Associate AML/KYC
NTT DATA
12.2023 - 09.2024
Process Developer (UK Banking - SME)
Genpact
01.2021 - 09.2023
Senior Executive (Insurance - RM)
STARTEK
08.2019 - 02.2020
Verification Expert (Analyst)
Jumio India
12.2017 - 06.2019
Bachelor of Laws - Legal Studies
St. Wilfred College of Law
Master of Commerce - Business Administration
University of Rajasthan
Bachelor of Commerce - Economics, Accountancy And Financial Management
Maharishi Dayanand Saraswati University
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