YATHISH V.P
Bangalore
Summary
A professional with over 5.6 years of experience in the area of Investment Banking.Deft in Listed Dividends, Corporate action, Trade settlement, Prime Brokerage corporate action (Middle Office).Expertise in UAT Testing, managing good relationship with co-workers, building relationship with clients & achieving desired goals. Possess excellent communication, relationship management, and team building skills. Capability to formulate financial plans to achieve financial goals with ease.
Overview
5
5
years of professional experience
2
2
years of post-secondary education
Work History
Senior Team Member
JP Morgan Chase India Services Pvt Ltd
02.2022 - Current
- Specializing in cash management for private equity and Hedge funds clients across EMEA and US regions.
- Specializing in cash management for private equity and Hedge funds clients across EMEA and US regions.
- Hands on experience in preparing SSI set in internal application with available information from client.
- Actively interacting with client delivery team or onshore team about queries regarding the client requests.
- Handling third party clients with their day-to-day business. Hands on experience processing wires in FRB(First republic Bank portal).
- Expertise in processing cash as per client provided instruction and verifying SSI details and authorized signatures
- End of day reconciliation of the process and Actively interacting or responding onshore team regarding payment queries and concern.
- Application used : JPMA internal payment processing systems, Authenim , FRB, TIM, Acresim ,Newton, GDT etc
Analyst
DBOI Global Services India Pvt ltd (Deutsche Bank)
05.2020 - 12.2021
- Processing of all voluntary and mandatory Corporate Actions in middle office application(GENEVA) such as Mergers, Reverse stock spilt, Exchange ,Tender offer, Rights distribution, full and partial calls, redemptions, maturities etc in global application for US market.
- Performing validation between back office and front office, responsible for monitoring the risk and ensuring that all trades and positions are accurately reported and liaised extensively with clearing and client support teams (Traders).
- Identifying the main causes for the break between Middle office and back office and Resolving Dividend, Interest , Position and corporate action break on daily top day basis and notifying same to Front office( Traders).
- Responding all Front office and Back office emails on time manner and working closely with our reconciliation team, Settlements and International Corporate Actions Departments to clear the break as earliest.
- Managing client portfolios & confidential data adhering to the policies.
- Application used : DTCC, BPS, Geneva, Prime brokerage tool box Compus and Epic
Process Analyst
Broadridge financial solutions (India) Pvt ltd
07.2017 - 05.2020
- Processing income instrument payments (dividends) for US and International markets resulting in Corporate Actions events both mandatory and voluntary corporate actions such as dividends (cash & stock), stock splits, rights, spinoff, optional dividend etc. for domestic and International market.
- Expertise in processing EDS election for foreign securities and handles globe tax and goal tax for eligible clients and Processing of Election opt-out and Dividend reinvestment.
- Processing of outgoing and incoming claims, manages the stock loan and stock borrow customers.
- Nostro reconciliation, TLM reconciliation and processing wire payments and and applying the Nostro break into the proper accounts.
- Reconciliation of cash and stock exception between custody and clients & maintains daily, weekly, monthly recon records.
- Identification and investigation of breaks using all available information of breaks to the Back office with constant follow-up until final resolutions for all Dividend breaks including cash and stock.
- Working for multiple clients whenever team requires and responding on-time to the counterparties.
- Working closely with our Stock Loan, Settlements and International Corporate Actions Departments.
- Provided some idea’s to RPA \ automation team to enable quick processing of payments, DRIP’s to reduce manual work.
- Preparing documentation for process updates and Macros which are newly created. Handles the Auditors queries and resolve the complexion of operation risk on the time of internal, external audit.
- Application used: MS Access, Microsoft-office, DTCC, GFW,BPS, Markit, TLM, Bloomberg
Education
MBA - Finance And Marketing
Rajeev Institute of Technology
Hassan 06.2014 - 06.2016
Skills
Corporate action and Asset servicing
Reconciliation
Securities lending and Cash operations
Prime Brokerage
Hedge Fund Services, Investor Relations
Standard settlement instructions set up
Timeline
Senior Team Member
JP Morgan Chase India Services Pvt Ltd
02.2022 - Current
Analyst
DBOI Global Services India Pvt ltd (Deutsche Bank)
05.2020 - 12.2021
Process Analyst
Broadridge financial solutions (India) Pvt ltd
07.2017 - 05.2020
MBA - Finance And Marketing
Rajeev Institute of Technology
06.2014 - 06.2016