Amit Mohapatra
Bengaluru
Summary
Dynamic professional with extensive experience at KPMG Global Services in financial crime prevention and AML compliance. Proven ability to enhance team productivity and deliver impactful training programs. Achieved 99% accuracy in quality assurance initiatives through strong investigative research skills. Recognized for fostering collaboration and effective communication within teams.
Overview
10
10
years of professional experience
Work History
Team Lead
KPMG Global Services Private Limited
Bengaluru
08.2022 - Current
- Conducted customer risk assessments, ensuring compliance with firm policies and regulatory standards at 100% quality.
- Analyzed test results to identify root causes and develop corrective action plans as a Quality Assurance Team.
- Streamlined processes to enhance efficiency and consistency in quality initiatives.
- Engaged customers and Relationship Managers to collect detailed information for Customer Due Diligence (CDD).
- Investigated and escalated monitoring alerts to preserve operational integrity.
- Served as primary contact for KYC/AML clarification among Relationship Management, Operations, and Compliance teams.
- Delivered regular AML training sessions for KYC and Relationship Management teams.
- Presented recommendations supported by documented analysis to influence business decisions.
Senior Analyst
NatWest Group
Chennai
05.2016 - 07.2022
- Executed CDD and EDD on new clients in all risk categories.
- Facilitated KYC processes for both prospective and current customers, ensuring regulatory adherence.
- Strengthened KYC compliance through comprehensive customer due diligence and risk assessments.
- Improved account opening efficiency by streamlining onboarding processes for new clients.
- Received Bronze award for achieving 99% accuracy in reviewing 155 transactions.
- Increased team productivity by refining workflows and applying efficient strategies.
- Guided junior analysts, supporting their development and boosting overall team effectiveness.
Sales Executive
Sundaram Asset Management
Rourkela
12.2014 - 02.2016
- Conducted comprehensive market research to identify emerging trends for business expansion.
- Boosted sales revenue to 1.03 crore by fostering client relationships and implementing effective strategies.
- Educated potential clients on benefits of mutual fund investments, converting prospects into loyal customers.
- Monitored market trends to deliver informed investment guidance, maximizing client returns.
- Communicated complex financial concepts clearly to enhance client confidence in investment decisions.
- Maintained in-depth knowledge of mutual fund offerings, providing clients with relevant updates.
Education
MBA - Finance & HR
Biju Patnaik University of Technology
Odisha07.2014
Skills
- Financial crime prevention and AML compliance
- Documentation review and due diligence
- Investigative research and risk assessment
- KYC processes and sanctions compliance
- Quality assurance and reporting
- Coaching and team collaboration
- Effective communication and detail orientation
Accomplishments
- Super Team Award for exceptional performance in terms of throughput and achieving the completion target month on month, 03/2025
- Above and Beyond Award, for going above and beyond the expectations of the role and creating an impact that mattered, 09/2023
- Spot ovation for consistent quality, accuracy improvement, 06/2021
- Bronze ovation for star performer and quick learner, 09/2019
Timeline
Team Lead
KPMG Global Services Private Limited
08.2022 - Current
Senior Analyst
NatWest Group
05.2016 - 07.2022
Sales Executive
Sundaram Asset Management
12.2014 - 02.2016
MBA - Finance & HR
Biju Patnaik University of Technology
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