Ankit Arora

• Identified and documented internal controls to mitigate operational and engagement-related risks.
• Developed detailed process flowcharts to enhance understanding of internal control frameworks.
• Supported, monitored, and tracked the documentation of Standard Operating Procedures (SOPs).
• Built strong working relationships with the India team to deliver centrally driven activities for service line engagements.
• Conducted monthly and quarterly quality reviews and presented findings to Senior Management.
• Monitored and tracked the implementation of agreed actions outlined in Quality Improvement Plans.
• Conducted special investigations at the request of Senior Partners within the service line.
• Streamlined the document-gathering process, significantly reducing duplication of efforts.
• Facilitated training sessions on PACE (Process of Accepting Clients and Engagements) and risk-related topics.
• Held regular meetings with the Global Review Team to understand and address review observations.
• Developed risk mitigation plans in collaboration with government teams.
• Prepared and issued weekly quality alerts to service line practitioners to promote awareness of risk management requirements.

• Conducted audits across multiple RBS systems to evaluate the effectiveness of internal controls.
• Prepared comprehensive audit reports highlighting key issues and communicated findings to Senior Management.
• Performed control valuation audits for various reporting teams within Global Finance Services (GFS).
• Executed risk assessments on key business activities to identify control gaps and potential exposures.
• Traveled to multiple RBS entities to perform on-site audits and stakeholder discussions.
• Anticipated emerging risks through proactive research and collaboration with cross-functional teams.
• Held weekly calls with financial controllers to assess compliance with applicable rules and regulations.
• Escalated control deficiencies and compliance issues to management for timely remediation.
• Prepared audit documentation and reports in compliance with Sarbanes-Oxley (SOX) requirements.

• Prepared reconciliation reports for INEA and Walker, ensuring accuracy and timely resolution of variances.
• Performed quarterly audits across systems to assess control effectiveness and compliance.
• Managed month-end close activities and prepared MIS reports for management review.

Managed and monitored various components of current assets, ensuring effective support for day-to-day business operations.