Hi, I’m
Johnson
KYC Analyst
Bengaluru,KA
Summary
Accomplished Fin Crime QSC Analyst with a proven track record at NatWest Bank, enhancing KYC compliance and AML regulations through meticulous quality checks and continuous improvement. Skilled in MS Excel and analytical thinking, I have significantly contributed to refining KYC processes, achieving high productivity, and training teams on compliance updates.
Overview
6
years of professional experience
5
years of post-secondary education
Work History
NatWest Bank
Fin Crime QSC Analyst
09.2023 - Current
Job overview
- Quality checks performed on cases as per Natwest standard Procedures and KYC Requirements.
- Collaborated with Capability Team to enhance KYC Processes and Policies.
- Managed Productivity simultaneously while adhering to strict deadlines and quality standards.
- Taking care of Team Allocation and getting work completed within SLA.
- Ensuring the KYCA has followed KYC Process adhere to regulatory requirements.
- Assisting KYCA in external researches by ensuring that KYC records are complete and properly documented.
- Staying up to date with KYC/AML regulations and industry best practices, and training other team member on relevant changes.
Accenture
Senior KYC Analyst
09.2020 - 07.2023
Job overview
- Enhanced KYC compliance by conducting thorough customer due diligence and risk assessments.
- Performing end to end Kyc and supporting to GCB (global commercial banking) team.
- Conducting DGA (document gap analysis), Enrichment and due diligence.
- Familier with application called LEO, Aware, Lexis Nexis and GDS.
- Working For all the region's (EMEA, APAC, NA, LATAM)
- Familier with Beneficial Owner drill down, Controlling Party structure and Legal Representatives identification.
- Handling proper mail communication with sales/client about the necessary information which were asking through mail.
- Maintain good communication with clients and sales team to collect the necessary documents.
- Performing KYC reviews on different entity types, such as Hedge Funds, Trusts, SPV and regulated entities etc, by using the suitable uplifts.
- Ensuring KYC/AML risk assessments using corporate compliance tools and methods.
- Reviewing and updating KYC files with missing and updated information to satisfy compliance requirements.
- Conducting internal research on Trade register and regulatory status and listing status of the entities.
State Street Corp.
KYC Analyst
09.2018 - 04.2020
Job overview
- Providing technical and specialist support to the KYC Shared Service team.
- Conducting Customer due diligence and Enhanced due diligence.
- Performing Client on boarding Reviews.
- Handling proper mail communication with client about the necessary information which were asking through mail.
- Maintain good communication with clients to collect the necessary documents.
- Performing KYC reviews on different entity types, such as Hedge Funds, Trusts, SPV and regulated entities etc, by using the suitable uplifts.
- Ensuring KYC/AML risk assessments using corporate compliance tools and methods.
- Reviewing and updating KYC files with missing and updated information to satisfy compliance requirements.
- Performing Sanctions Screening, PEP and screening on different types of entities.
- Proficiently Conduct screening using World check One, and Escalating potential true hit to compliance team for respected compliance team.
- Referring back the on boarding clients for missing requirements.
- Conducting internal research on NAICS code and regulatory status and listing status of the entities.
- Handling calls with business unit when ever required.
- Performing action on the notifications assigned and creating the new case id for periodic review.
Education
The Oxford College of Engineering Bengaluru, India
MBA from Finance
07.2016 - 08.2018
St.Josephs First Grade CollegeMysore, India
BBA from Banking And Finance
06.2013 - 07.2016
Skills
MS Excel
Timeline
Fin Crime QSC Analyst
NatWest Bank
09.2023 - Current
Senior KYC Analyst
Accenture
09.2020 - 07.2023
KYC Analyst
State Street Corp.
09.2018 - 04.2020
The Oxford College of Engineering
MBA from Finance
07.2016 - 08.2018
St.Josephs First Grade College
BBA from Banking And Finance
06.2013 - 07.2016
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