Harsha T
Banglore
Summary
senior control management specialist -
Result-driven senior specialist with over 11 years of experience in RCSA, risk management, and internal control. Proven track record of successfully leading client engagements, conducting control reviews, mitigating risk, and ensuring internal control adherence. Eager to contribute towards an organizational risk internal control team.-
Overview
12
12
years of professional experience
Work History
Senior Control Management Specialist
Wells Fargo India
Banglore
08.2019 - Current
- Perform RCSA(Risk and control self assessment on products/process across bank, for identifying risks and to access the design and operating effectiveness of the existing controls.
- Initiate control testing for the affirmed control.
- Performing walk-through, identifying and monitoring internal control gaps in the controls, process, or system, and ensuring appropriate remedial action.
- Assess and monitor the design and operating effectiveness of controls.
- Testing and reviewing existing internal controls and recommending improvement to standardize, streamline, and automate processes.
- Prepare written documentation and reports related to controls, disclosing all significant deficiencies to management.
- Created detailed documentation about the results of each assessment conducted.
- Developed training programs for staff on topics related to internal controls.
- Participated in special projects as needed by senior management.
Senior Analyst
Australia and NewZealand
Banglore
03.2013 - 07.2019
- Reviewed and evaluated customer credit applications to determine credit worthiness.
- Performed financial analysis of customer businesses to assess their ability to repay loans.
- Analyzed customer accounts for potential risk and fraud prevention.
- Provided recommendations on loan terms and conditions based on credit assessment results.
- Conducted background checks, including reviewing public records, to verify information provided by the applicant.
- Maintained accurate records of all customer interactions during the credit assessment process.
Education
MBA - Finance
Adarsh Jain College
Banglore07-2012
Skills
- Risk and control Self- Assessment (RCSA)
- Issue management and Root cause Analysis(RCA)
- Risk management
- Ensuring operative effective Effectiveness of controls
- Control testing
- Problem solving skills
- Team Handling
- Stakeholder management
- Process improvement
Languages
English
First Language
Timeline
Senior Control Management Specialist
Wells Fargo India
08.2019 - Current
Senior Analyst
Australia and NewZealand
03.2013 - 07.2019
MBA - Finance
Adarsh Jain College
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