Kartik Negi

• Performs quality control (QC) test/inspections to ensure that work is appropriately completed and filed in accordance with regulatory requirements and agency guidelines
• Trained and mentored junior analysts on best practices for KYC, EDD, and CDD, significantly enhancing team knowledge and reducing operational errors
• Identify trends from the Quality assessments and raise these to the relevant members of our leadership team
• Led quality control (QC) initiatives for KYC, CDD, and EDD processes to ensure compliance with regulatory requirements
• Managed and supported high-risk customer profiles by conducting in-depth EDD investigations and reporting on findings to senior management

• Conducting comprehensive review of KYC documentation to identify potential Money Laundering and Terrorist Financing risks and deficiencies related to regulatory requirements
• Skilled in conducting EDD on high-risk customers and complex transactions to assess financial crime risks
• Providing support in reporting of identified AML KYC issues
• Deep understanding of global KYC, AML, and CDD/EDD regulations, including FATF, OFAC, and local jurisdictional rules
• Led and managed the KYC onboarding process for high-net-worth individuals, corporate entities, and complex client profiles, ensuring timely and accurate completion in line with regulatory expectations.

GPA: First division