Moumita Adhikary
Bangalore
Summary
KYC Analyst experienced in customer due diligence and risk assessment. Managed high-risk accounts and conducted thorough research to verify clients, achieving consistent accuracy and contributing to team goals. Focused on leveraging proactive problem-solving and adaptability to drive team success and support organizational growth.
Overview
3
3
Languages
9
9
years of professional experience
Work History
CLM SPECIALIST
HSBC Bank
03.2023 - Current
- End-to-End Model Delivery: Perform client outreach and calls, ensuring timely responses and secure finalization of client profiles without data breaches. Manages diverse client profiles Non-Banking Financial Institutions (NBFIs), Non-Profit Organizations (NPOs), Trusts, Special Purpose Vehicles, Funds Sole Traders, Funds, Corporates and Partnerships
- Conducted full KYC review for both counterparty and non-customer counterparty which includes but not limited to reviewing of Sanctions, PEP and Negative news screening (World Check One)
- Performed research through various sources to obtain information of entities for identification and verification
- Handled FATCA and CRS self-certification forms
- Maintained Turn Around Time within defined Service Level Agreement
- Identifying the ownership structure of counterparty Other high risk parameters to determine risk – e.g., checking whether it is a Shell Bank or has an Offshore Banking License etc.
- Identified and escalated high risk accounts
- Performing research through various sources to obtain information of an entity and to perform identification and verification
- Mentored junior staff in best practices for contract management, fostering skill development and team cohesion
- Thorough Risk Assessment: Implement meticulous risk checks, including Negative News/Adverse Media, Sanctions screening and Politically Exposed Person (PEP) Screening
- Proactive Fraud Prevention: Partner with cross functional teams to investigate, prevent and resolve potential money laundering risks in compliance with global regulations
- Regulatory Compliance: Maintain up to date knowledge of global AML/KYC regulatory requirements, ensuring strict adherence across all processes. Conduct regular reviews of regulatory framework to mitigate compliance risks and safeguard institutional integrity
Senior Associate
Tata Consultancy Services
03.2019 - 03.2023
- Procurement Activities: PO and PR creation, PO and PR amendment, PO, PR and SES deletion, SES Reversal and SES creation after duplication checks
- Supply Chain Activities: Continuously interacting with the suppliers to resolve the issue of mismatch between PO and invoice to facilitate payment processing within due date. Amending the PO and MR as per the invoice to facilitate payment of due invoices. Communicating with the vendor for the open POs so that the material gets delivered within the timeline reducing the risk of shortage of material
- Travel and Expense Activities :: Auditing all types of Travel and Expenses claim to check whether it is compliant with all the company’s policy, Reconciling the expenses of inactive employees (employees who who have left the organisation) – creating a new report and arranging those claims to be paid, Reconciling all the aged expenses – creating a new report and arranging those claims to be paid, Processing Manual Claim, Preparing tax report to claim back the VAT for VAT charged expenses.
- Other activities: TAT reporting, managing daily client calls, Daily work allocations to team members, New SOP Creation and updating the same from time to time, reporting out the daily volume, overdue invoices, maintaining team’s performance tracker and preparation of PowerPoint presentation for the same, providing end to end AP Training to the team members, Accrual Reporting, Quality Check on day-to-day activities, Duplicate invoices and payment auditing, Handling client’s escalations
Process Developer
Genpact India Pvt Ltd
12.2016 - 03.2019
- Accounts Payable Activities: Having full Accounts payable knowledge which includes but not limited to processing of PO invoices by 3-way match and Processing of Non-PO invoices, Posting of SAE Failed posting in the ERP Sage 300, Help Desk (Query resolution of vendor through call and through email)
Education
Bachelor of Commerce - Accounting and Finance
Acharya Girish Chandra Bose College (University of Calcutta)
West Bengal, India06-2016
Mater of Commerce -
Indira Gandhi National Open University
West Bengal, India12-2020
12th examination -
St. Xavier's Institution (I.S.C Board)
West Bengal - India03-2013
10th examination -
St. Xavier's Institution (I.C.S.E Board)
West Bengal, India03-2011
Skills
KYC review
Sanctions, PEP and Negative news screening
Regulatory compliance
Risk assessment
Quality assurance
Client communication
Declaration
I hereby declare that the information contained herein is true and correct to the best of my knowledge and belief. Moumita Adhikary Bangalore, India
Timeline
CLM SPECIALIST
HSBC Bank
03.2023 - Current
Senior Associate
Tata Consultancy Services
03.2019 - 03.2023
Process Developer
Genpact India Pvt Ltd
12.2016 - 03.2019
Bachelor of Commerce - Accounting and Finance
Acharya Girish Chandra Bose College (University of Calcutta)
Mater of Commerce -
Indira Gandhi National Open University
12th examination -
St. Xavier's Institution (I.S.C Board)
10th examination -
St. Xavier's Institution (I.C.S.E Board)