Peri Ramya

• Hands on experience in perpetual adverse media and PEP processes ensuring secure and compliant user access across banking application
• Actively handle queues for adverse media and PEP alert, ensuring timely resolution in accordance with defined SLA's
• Perform detail adverse media screening analyzing negative news alerts relating to financial crime/Fraud/Corruption/Sanctions and regulatory concerns
• Conducted true match vs false positive analysis by validating Individual customer/entity details such as name DOB/Geography/Occupation and contextual information from reliable sources
• Identify and classifying true PEP matches assessing the level of political exposure domestic/foreign/International organization and associated risk
• Used fircosoft trust extensively for transaction screening/PEP Identifications and adverse media review
• Perform periodic access reviews validating user entitlements and addressing discrepancies in coordination with application owners and compliance team
• Ensuring all activities are compliant with internal policies, AML KYC guidelines and audit requirements
• Assign daily case allocation to team members based on workload priority and SLA requirements
• Monitoring case queues through the day to ensure timely progress on open and ageing cases to ensure closure at EOD.
• Escalating high risk cases proactively to maintain turn around times and quality standards
• Prepared and shared daily SOD and EOD reports with management highlighting queue status, case ageing and SLA adherence
• Generating and circulating daily productivity reports tracking individual and team performance metrics
• Reconciliation of RFI raised and true match cases ensuring proper tracking, timely responses,reporting and closure
• Conduct daily team huddles to communicate priorities, address challenges and align on targets
• Maintaining operational dashboards to provide real time visibility on case volumes, productivity, RFI's and pending items

• Manage Quality Assurance to compliance units which includes Regulatory Control Unit, Enhanced Due Diligence, Name Screening and Perpetual transactions along with QC automation.
• Handling MIS and quality function of EDD/payment screening ensuring all the daily, weekly and monthly reports are published in the agreed timeframes.
• Ensuring the SOPs, QC Framework, RCSA, Risk Register are all up to date and are followed across regions and providing refresher trainings and CoC guidelines on timely manner.
• Support and assistance provided to the unit members, focal point if business compliance and stream heads towards strategic planning on various processes and functions.
• Initiating the monthly QC calibration calls with different process unit team and ensuring to have a better quality on the process

• Responsible for Enhance Due Diligence (EDD) on identified cross border outward remittance as per guidelines received from compliance.
  • Perform both pre facto (USD cross border payments) and post facto checks and handle both Corporate and Retail clients
  • Screening and releasing of all payment types (service, trade advance, trade payments
  • Initiation of referrals to RM for seeking clarification of documents when or additional documents
  • Referring to Compliance team in case of a sanction hit against individual, country, entities for approval
  • Ensure the payments are cleared with TAT
  • Carrying out investigations, reviews and resolving AML related and economic sanction related alerts as well as screening entire UBOs to ensure no negative or adverse news on the individuals
  • Building and maintaining healthy relations with clients; to ensure the maximum customer satisfactions levels

• Responsible for monitoring, authenticating and reporting messages sent via SWIFT/fax by Deutsche Bank across the globe (72 countries all regions).
• Preparing the weekly and monthly performance Status Reports to Senior Management.
• Establishing RMA relations between the DB and its client.
• Resolving client queries via SWIFT, mail or telephone.
• Have provided the weekend support for application release and also to support the middle-east countries.
• Knowledge and functionality of various SWIFT messages (MT 103,202 types etc).
• Ensuring EOD work is completed within the cut-off time frame and implementing robust strategies to ensure excellence in service delivery.
• Recertification of the Key Operating Procedure as when any changes occur.
• Timely Escalation to higher level in case of any major issues.
• Knowledge in SWIFTNet Link and SWIFT Alliance Gateway.