Pooja Patil

• In my capacity, I've played a pivotal role in facilitating team management and driving initiatives aimed at enhancing efficiency and productivity. This encompasses evaluating and refining Standard Operating Procedures (SOPs) and process flows to streamline operations effectively. I actively support managers in their daily tasks and contribute to performance evaluations. Serving as a Subject Matter Expert (SME) and Quality Control (QC) resource for team members, I provide guidance to ensure adherence to established standards. Moreover, I've been actively involved in training new joiners, imparting essential knowledge and skills to help them integrate smoothly into the team. Additionally, I prioritize accurate and timely reporting and offer administrative assistance across various functions. Through these multifaceted efforts, I continuously strive to optimize team performance and contribute to organizational success.

• Proficient in PEP and Sanction screening with a solid background in compliance and risk management. Diligently conducted screenings utilizing industry-standard software and databases to maintain regulatory compliance. Collaborated closely with multidisciplinary teams to address screening alerts effectively and mitigate potential risks. Kept abreast of evolving regulations and implemented updated procedures accordingly. Possessing strong attention to detail and analytical capabilities, I consistently ensured accurate and efficient screening processes.
• Proficient in transaction monitoring and Identity Verification (IDV), with a solid background in compliance and risk management. Conducted thorough transaction reviews using advanced monitoring tools to detect suspicious activities and mitigate potential risks. Demonstrated expertise in performing IDV checks to ensure the accuracy and integrity of customer identities. Collaborated closely with cross-functional teams to address escalated alerts and ensure regulatory compliance. Stayed updated on industry regulations and implemented effective monitoring procedures accordingly. With strong attention to detail and analytical skills, consistently contributed to maintaining the security and integrity of financial systems. Ready to leverage this experience to drive compliance excellence in a new professional setting.

• Monitoring customer transactions on daily basis.

• Monitoring all the cash and cheque deposits and withdrawals, wire transfers, email money transfers, etc.

• Retrieving and Reviewing customer documents (onboarding documents, check images, etc) from Bank systems to support case.

• Performing Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)

• Determined and implemented steps, validating KYC risk based on research and customer information.

• Performed detailed research on Individuals as well as Businesses.