Summary
Overview
Work History
Education
Skills
Personal Information
Certification
Timeline
Generic

Pramod Tripathi

New Delhi

Summary

Banking professional with ten years of experience in international banking operations. Expertise in account opening, AML compliance, and KYC verification, including enhanced due diligence. Proven track record in executing thorough documentation checks and screening processes to ensure regulatory compliance. Dedicated to achieving high standards of accuracy and efficiency in financial transactions.

Overview

12
12
years of professional experience
1
1
Certification

Work History

Team Leader

Incedo Technology
04.2023 - 04.2025
  • Supervised and mentored a team of wealth management advisors to achieve performance excellence.
  • Conducted regular meetings, training sessions, and performance reviews to enhance team skills.
  • Set clear goals and KPIs for team members, aligning with organizational objectives.
  • Ensured exceptional client service through strong relationship management and onboarding processes.
  • Handled escalations and complex client issues to maintain satisfaction and trust.
  • Monitored team performance, reporting findings to senior management for strategic adjustments.
  • Developed strategies to boost client satisfaction, team efficiency, and revenue growth.
  • Collaborated with risk and compliance teams to address audit findings and ensure adherence to regulations.

Assistant Team Lead

Incedo Technology
04.2021 - 03.2023
  • Generated daily MIS reports for management and partners, ensuring timely delivery.
  • Conducted thorough payment authorization as a third-eye checker.
  • Collaborated with relationship managers and stakeholders to validate KYC documents and address compliance requirements.
  • Managed team performance by enforcing high-quality standards in KYC profile processing.
  • Delivered exceptional customer service, proposing actionable improvement plans for unit growth.
  • Oversaw mailbox management, service requests, and monitoring of queues.
  • Analyzed risks and recommended further due diligence when necessary.
  • Led daily target achievement initiatives while providing training and support to new team members.

Senior Associate

Incedo Technology
01.2019 - 04.2021
  • Process: Wealth Management and Investment Banking
  • Role: Senior Associate (Quality Control)
  • Account Set-up/ Account Maintenance
  • Money In & Money Out
  • Identify correct strategy and portfolio selected by the Client
  • Creating, Editing SOP’s
  • Quality Check and Effective audit of workflow
  • Conduct proactive audits of various work types

Process Developer

GENPACT
07.2013 - 10.2018
  • Performed enhanced due diligence for all global clients, ensuring compliance with regulatory standards.
  • Validated risk assessments for existing clients to maintain high-quality KYC profiles.
  • Conducted thorough client segmentation across various entities, including financial institutions and public sector bodies.
  • Executed core new client take-ons and periodic reviews, adhering to rigorous identification requirements.
  • Evaluated and approved customer account documentation to fulfill onboarding criteria for Wells Fargo Bank.
  • Conducted background screenings using World Check to assess client legitimacy and risk.
  • Managed reviews and approvals of static data amendments for existing customer accounts.
  • Educated team members on policies and procedures, promoting awareness across processes.

Education

B.COM -

Delhi University
01.2011

12th - Commerce

H P S
01.2008

10th - Science & Math

H P S
01.2006

Skills

  • KYC process
  • Client onboarding
  • Client review
  • Background screening
  • Lexis Nexis
  • Company House
  • Google
  • Yahoo
  • Bloomberg
  • Secretary of States
  • Company Registries
  • D&B
  • Static Data Amendments
  • Logical thinking
  • Analytical skills
  • Problem-solving skills
  • Communication skills
  • Attention to detail
  • Time management
  • Organizational skills
  • Ability to work under pressure
  • Microsoft Word
  • Microsoft Excel
  • Microsoft PowerPoint
  • Windows
  • MS-Office
  • Email
  • Basic Internet

Personal Information

  • Total Experience: 11+ years
  • Date of Birth: 10/08/90
  • Marital Status: Married

Certification

  • AMl & KYC Certification

Timeline

Team Leader

Incedo Technology
04.2023 - 04.2025

Assistant Team Lead

Incedo Technology
04.2021 - 03.2023

Senior Associate

Incedo Technology
01.2019 - 04.2021

Process Developer

GENPACT
07.2013 - 10.2018

B.COM -

Delhi University

12th - Commerce

H P S

10th - Science & Math

H P S

Similar Profiles

CREATE PROFILE
Pramod Tripathi