Sabhareesh D J
Bengaluru
Summary
Dynamic Business Execution Consultant with extensive experience at Wells Fargo Bank, excelling in project management and process improvement. Proven track record in risk assessment and compliance validation, effectively aligning departmental goals with organizational objectives. Adept at stakeholder management, fostering strong relationships, and driving initiatives that enhance operational efficiency.
Overview
12
12
years of professional experience
1
1
Certification
Work History
Assistant Vice President
Wells Fargo Bank
Bengaluru
10.2024 - Current
- Currently, I am working as a Business Execution Consultant for the Operational Risk Services team.
- Facilitated communication between internal stakeholders regarding project updates and changes.
- Conducted regular staff meetings to discuss progress on projects and initiatives.
- Served as a liaison between the internal team and external partners.
- Collaborated with senior management to align departmental goals with organizational objectives.
- Managed project timelines and resources to ensure timely completion of key initiatives.
- Streamlined processes to reduce redundancies and improve workflow efficiency.
- Evaluated existing processes for effectiveness and recommended improvements when necessary.
- Prepared reports outlining progress on assigned tasks.
- Handled multiple assignments and was able to complete the task within timelines.
- Provided guidance, support, and direction to subordinates in order to complete the assigned task within timelines.
- Partnered with the Operations team on RCSA initiatives and helped review the control environment.
- Performed self-assurance review for the operations team.
Lead Specialist
Wells Fargo Bank
Bengaluru
01.2019 - 09.2024
- Strong knowledge of the Asset Servicing team, especially Corporate Actions (mandatory, voluntary, and global).
- Responsible for processing end-to-end corporate actions.
- Effectively communicating with various vendors, such as DTCC, BNY, and fund companies for mutual funds.
- Contacting the broker for settling and delivering shares as per the Corporate Actions terms.
- Receive, review, and process client instructions on voluntary corporate actions.
Securities Operations Service Specialist
Wells Fargo Bank
Bengaluru
02.2017 - 12.2018
- SWP Team: To liaise between the processing team, development team, and testing team on the next paradigm project.
- Understand the process from the SME, and perform testing in the test environment with multiple scenarios.
- Prepare step-by-step test scripts based on testing.
- Load test scripts in the AML tool and work with the process SME to execute the scripts.
- Raise Jira ticket in case of deviatioin.
Senior Process Associate
Tata Consultancy Services
Bengaluru
10.2013 - 02.2017
- I worked on Dodd-Frank regulations for the client, Deutsche Bank.
- Performed validations as per the Dodd-Frank protocols and reached out to the clients to ensure adherence to Dodd-Frank compliance.
Education
MBA - Finance
RNSIT
Bengaluru07-2013
Skills
- Project management
- Process improvement
- Risk assessment
- Corporate actions processing
- Compliance validation
- UAT testing
- Stakeholder management
- Time management
- Effective relationship building
- Attention to detail
Certification
- CFA Foundation
Languages
English
First Language
Accomplishments
- Received multiple spot awards and risk champion awards
Timeline
Assistant Vice President
Wells Fargo Bank
10.2024 - Current
Lead Specialist
Wells Fargo Bank
01.2019 - 09.2024
Securities Operations Service Specialist
Wells Fargo Bank
02.2017 - 12.2018
Senior Process Associate
Tata Consultancy Services
10.2013 - 02.2017
MBA - Finance
RNSIT
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