Summary
Overview
Work History
Education
Skills
Occupationalcontour
Personal Information
Hobbies and Interests
Languages
References
Timeline
Generic

Sanket Gaitonde

Thane

Summary

Dedicated executive committed to accepting and addressing challenges by embracing change and implementing improvements. Proven history of developing strategic initiatives, providing project management and offering results-focused interactions to foster growth. Adept at monitoring actions plans and initiatives to ensure alignment with corporate objectives. Offering several years of expertise in the field settings to fulfill a professional role.

Overview

17
17
years of professional experience

Work History

Assistant Vice President

Nomura Service India Pvt Ltd
Mumbai
07.2023 - Current
  • Analyzing the Business Requirement and subsequent field level changes from regulatory reporting perspective, impact analysis of upstream and downstream systems, simulating the trade reporting to DTCC for various asset classes like Equity, Fixed Income, Credit and Interest Rates
  • Gathered requirements from stakeholders to ensure accuracy of report output.
  • Analyzed large datasets to identify trends, risks, and opportunities for improvement.
  • Documented findings from data analysis projects with detailed write-ups.
  • Prepared reports on operational performance metrics utilizing SQL queries.
  • Designed automated workflows to streamline report generation processes.
  • Meeting the regulatory requirement of CFTC, SEC and Canada and being compliant from reporting perspective

Assistant Vice President

Nomura Service India Pvt Ltd
Mumbai
04.2017 - 06.2023
  • Translated user needs into actionable items that could be addressed by IT teams.
  • Collaborated with stakeholders across departments to define requirements for new projects.
  • Facilitated brainstorming sessions with cross-functional teams for problem solving activities.
  • Drafted functional specifications documents outlining project scope, objectives and deliverables.
  • Conducted interviews with subject matter experts to gather information on existing systems and procedures.
  • Evaluated business processes for improvement opportunities through automation or streamlining.
  • Gathered feedback from end users regarding usability issues related to applications or systems.
  • Identified gaps between current state and desired future state operations.
  • Created detailed process flows and user stories to document system requirements and design solutions.
  • Analyzed existing systems and processes to identify areas of improvement.
  • Provided technical support during user acceptance testing cycles.

Assistant Vice President

Nomura Service India Pvt Ltd
Mumbai
04.2017 - 06.2023
  • Actively co-ordinate and manage the JIRA requests by initiating the prioritization call along with the other members across the regions and then finalizing the list to be developed
  • Ensure proper utilization of IT bandwidth and formulating a plan to ensure that all the necessary solutions dependent on IT are implemented based on criticality
  • Established processes to ensure efficient workflow throughout the organization.

Senior Consultant

Oracle Financial Services Software Ltd
Mumbai
04.2014 - 04.2017
  • Handle business specific requirements of various functional groups and providing them with solutions
  • Provided viable business solutions by understanding the requirements & helped to develop sound outputs
  • Translated user needs into actionable items that were addressed by IT teams.
  • Collaborated with stakeholders across departments to define requirements for new projects.
  • Drafted functional specifications documents outlining project scope, objectives and deliverables.
  • Evaluated business processes for improvement opportunities through automation or streamlining.

Team Leader

J.P. Morgan Services India Pvt Ltd
Mumbai
09.2009 - 04.2014
  • Involved in activities like pre-settlements, analysis and resolution of failed trades after settlement date
  • Ensure timely settlement of trades with minimal errors
  • Liaise with broker and trade support team to resolve settlement related issues in timely manner
  • Follow up with internal/external counterparties for unconfirmed trades
  • Balance all DTCC position and cash breaks
  • Worked on enhancements for various functions within settlements like trade capture, trade enrichment and settlement static data repository management
  • Liaise with Product Controller to identify requirements, work on BRD, FSD, Use cases and screen mock-ups
  • Perform data analysis along with attribute mapping on securities and transactions, migration of trade related details and static data management
  • Mitigating operational risk by performing data analysis, identifying requirements, attribute mapping, UAT planning and implementation, documentation and defect analysis
  • Co-ordinate with the IT developer to do a walk-through of the business requirement
  • UAT planning and implementation along with documentation of test scenarios
  • Metrics definition along with defect analysis and RAG status reporting to product controller

Senior Associate

Syntel Services India Pvt Ltd
09.2007 - 09.2009
  • Involved in trade enhancement and processing for accounting & custody domain
  • Ensure timely processing of settlement instructions to comply with captive custodian's cut-off
  • Analyzed data and created reports for senior management.
  • Managed team resources, including assigning tasks, monitoring progress, and ensuring deadlines were met.
  • Resolved stakeholder inquiries in a timely manner while adhering to service level agreements.

Education

Post Graduate Diploma in Business Administration - Finance

SIES College of Mgmt. Studies
04-2007

Bachelor of Commerce -

V.G Vaze College, Mumbai
04-2004

Skills

  • Consulting
  • Issue Resolution Skills
  • Project Management
  • Risk Management
  • Operations Management
  • Business strategy creation
  • Business Development

Occupationalcontour

  • Nomura Service India Pvt Ltd, 6 Years & 10 Months, 04/17, Present, Change Management, AVP, CTB, Regulatory Changes North America Region, Analyzing the changes like UPI (unique product identifier) and important field level changes from regulatory reporting perspective, impact analysis of upstream and downstream systems, simulating the trade reporting to DTCC for various asset classes like Equity, FI, Credit and Interest Rate, On Going since July’23, Meeting the regulatory requirement of CFTC, SEC and Canada and being compliant from reporting perspective., Lead Change Mgmt. to support FOS to streamline information exchange, data discovery & key control, Address the governance & mitigation of operational risks by setting up control functions, reports and dashboards, 6 yrs. & 3 months, Mitigating regulatory risk by establishing a standardized framework to aid FOS under Section 166 of FCA, On-boarding Finance & Risk Dashboard, Addressing new requirement to create new dashboard around Key Risk Indicators for Finance & Risk function, 20 months, Assist Stakeholders to effectively monitor the activities based on the breaches arising in Finance & Risk function, Managing IT BOW by prioritizing the delivery enhanced BI solutions, Actively co-ordinate and manage the JIRA requests by initiating the prioritization call along with the other members across the regions and then finalizing the list to be developed, 6 yrs. & 3 months, Ensure proper utilization of IT bandwidth and formulating a plan to ensure that all the necessary solutions dependent on IT are implemented based on criticality, SAP BO Migration from 4.1 to 4.2 and Design Studio to Lumira Dashboard, Migrating all the BO reports inclusive of control reports, summary report, open reports and Dashboards, 8 months, Effectively supporting stakeholder through the latest version of SAP BO & Lumira
  • Oracle Financial Services Software Ltd, 3 Years, 04/14, 04/17, Accounting & Custody System (RKS), Sr. Consultant, Accounting & Custody Application - Record Keeping System (RKS), Handle business specific requirements of various functional groups and providing them with solutions, 3 yrs., Provided viable business solutions by understanding the requirements & helped to develop sound outputs
  • J.P. Morgan Service India Ltd., 4 Years 7 Months, 09/09, 04/14, Change Management, Team Leader, Change Management - Settlements Team, Worked on enhancements for various functions within settlements like trade capture, trade enrichment and settlement static data repository management, 3 yrs. & 2 months, Mitigating operational risk by performing data analysis, identifying requirements, attribute mapping, UAT planning and implementation, documentation and defect analysis., End to end functionality of trade settlements, Involved in activities like pre-settlements, analysis and resolution of failed trades after settlement date, 22 Months, Ensure timely settlement of trades with minimal errors
  • Syntel Service India Ltd., 2 Years, 09/07, 09/09, Trade Processing & Trade Capture, Senior Associate, Manual Trade Capture & Electronic Trade Processing, Involved in trade enhancement and processing for accounting & custody domain, 2 years, Ensure timely processing of settlement instructions to comply with captive custodian's cut-off

Personal Information

  • Date of Birth: 05/01/84
  • Gender: Male
  • Marital Status: Married

Hobbies and Interests

Watching Cricket, Watching thriller movies and Music

Languages

Marathi
First Language
English
Advanced (C1)
C1

References

References available upon request.

Timeline

Assistant Vice President

Nomura Service India Pvt Ltd
07.2023 - Current

Assistant Vice President

Nomura Service India Pvt Ltd
04.2017 - 06.2023

Assistant Vice President

Nomura Service India Pvt Ltd
04.2017 - 06.2023

Senior Consultant

Oracle Financial Services Software Ltd
04.2014 - 04.2017

Team Leader

J.P. Morgan Services India Pvt Ltd
09.2009 - 04.2014

Senior Associate

Syntel Services India Pvt Ltd
09.2007 - 09.2009

Post Graduate Diploma in Business Administration - Finance

SIES College of Mgmt. Studies

Bachelor of Commerce -

V.G Vaze College, Mumbai
Sanket Gaitonde