TALARI PAULSON

Work History

International Compliance Senior Manager

ICICI Bank Limited

Hyderabad

09.2022 - Current

Adept at managing high-risk client portfolios, ensuring regulatory compliance, and executing robust data analysis to mitigate financial crime risks.
Highly skilled in coordinating with international teams, streamlining processes, and leading compliance initiatives that ensure operational efficiency.
Proven track record in quality assurance, investigation management, and maintaining high standards of service.
Recognized for analytical acumen, meticulous attention to detail, and ability to lead teams towards successful compliance outcomes.
Led a specialized team responsible for conducting end-to-end TM case investigations, identifying and mitigating risks, improving processes, and ensuring compliance with regulatory requirements.
Collaborated effectively with stakeholders to enhance the effectiveness of investigative review processes through insights, information sharing, and process improvement initiatives.
Analyzed significant financial crime risk events such as SARs and production orders, ensuring accurate identification and reporting across all relevant jurisdictions, including cross-border cases.
Demonstrated exceptional governance skills by promptly informing senior management about serious regulatory breaches, leading to quick remediation actions and risk mitigation strategies.
Reviewed customer profiles, documentation, and data for accuracy, completeness, and adherence to KYC standards.
Liaised with internal Investor Relations team to respond to investor and customer AML queries promptly and accurately.
Maintained a database of High-Risk investors and implemented appropriate actions as per company guidelines.
Ensured AML applications were consistent with the Company's AML policy and risk assessment.
Managed customer relationships for new and existing customers, delivering a high-quality service level and responding to queries in a timely manner.
Successfully managed the implications of financial sanctions imposed by OFAC, HM Treasury, EU, and UN.
Implemented robust risk management strategies to mitigate potential threats and maintain compliance.
Provided information to management regarding AML/CDD issues arising and assisted with specific projects as needed.
Maintained a professional relationship with customer and stakeholders, representing the company with excellence.
Identified discrepancies and inconsistencies in customer information and documentation, and promptly escalated issues for resolution.
Developed and implemented policies and procedures to manage risks associated with politically exposed persons (PEPs).
Ensured the bank's compliance with regulatory expectations around dealing with PEPs.
Spearheaded the Control and Compliance function, ensuring adherence to international and local banking regulations.
Led a team of investigators to conduct thorough AML investigations and due diligence processes on high-risk clients.
Conducted data analysis to detect and investigate potential money laundering or suspicious activities.
Participated in internal and external audits to ensure compliance and address any identified issues or gaps.
Maintained proper documentation and records of quality control activities and findings.
Conducted comprehensive enhanced due diligence on high-risk customers, including politically exposed persons (PEPs) and clients from high-risk industries, to assess their risk profiles.

Senior Officer - Compliance

Sharaf Exchange LLC/Dubai

Hyderabad

11.2019 - 08.2022

Screened names, conducted account-based research on lists, and gathered reports from reputable sources to check for signs of money laundering.
Identified red flag issues and escalated within the AML framework for further investigation.
Assessed transactions and customer relationships for money laundering activities.
Executed thorough due diligence on all clients, including PEPs, High-Risk customers, and Enhanced Due Diligence on Clients Involved in High-Risk Industries.
Specialized due diligence on clients with PEP World-Check.
Kept track of transactions per the norms and procedures of the central bank and reported suspicious transactions to the FIU.
Screened clients against OFAC, Sanctions, PEP, and Negative media and escalated the positive hits to the Central Bank of UAE.
Upholding the internal control requirements of the Central Bank, which includes prompt execution of internal and external audit points as well as any concerns brought up by external regulators.
Kept an eye on AML operations to ensure compliance with relevant corporate rules, procedures & external regulations.
Provided support to the Money Laundering Reporting Officer (MLRO) in meeting the duties of the AML Unit regarding regulatory requirements, AML/CFT policies and processes, and international standards for the prevention of Money Laundering, Terrorist Financing, and Proliferation Financing.
Prepared and submitted regulatory filings, reports, and disclosures accurately and within specified deadlines.
Developed and maintained effective compliance monitoring and reporting systems to ensure ongoing compliance with regulatory obligations.
Conducted investigations into potential compliance breaches or violations, including the gathering and analysis of evidence, and recommended appropriate actions and remediation measures.
Utilized advanced screening tools and databases to conduct thorough sanction screening and identify potential matches with government watchlists and regulatory requirements.
Conducted in-depth investigations and analysis of customer information, transactional data, and adverse media to identify and mitigate potential risks.
Developed risk assessment reports and provided recommendations for risk mitigation strategies to senior management and stakeholders.
Collaborated with cross-functional teams, including compliance officers, legal departments, and operations teams, to ensure effective risk management and adherence to regulatory requirements.
Stayed updated on industry trends, regulatory changes, and best practices related to EDD and sanction screening.
Provided training and guidance to team members on EDD procedures, sanction screening processes, and compliance requirements.
Conducted in-depth investigations into flagged transactions, including reviewing customer profiles, transactional data, and supporting documentation.

Deputy Manager

Axis Bank Private Limited

Hyderabad

12.2014 - 11.2019

Conducted comprehensive KYC checks and due diligence on new and existing clients, ensuring compliance with regulatory requirements and internal policies.
Assessed customer risk profiles based on various factors, such as business activities, jurisdiction, reputation, and ownership structures.
Reviewed client-provided documentation, including identification documents, ownership structures, and legal agreements, to verify authenticity and accuracy.
Performed enhanced due diligence (EDD) on high-risk clients, investigating complex ownership structures, politically exposed persons (PEPs), and adverse media.
Analyzed client transactions and account activities to identify unusual or suspicious patterns, escalating potential money laundering or illicit activities for further investigation.
Provided compliance advisory support to internal stakeholders, offering guidance on KYC requirements, regulatory obligations, and risk mitigation strategies.
Stayed updated with AML/CFT regulations and industry best practices to ensure adherence to regulatory standards and contribute to the development of robust compliance frameworks.
Prepared and maintained accurate and comprehensive KYC files and documentation, including risk assessments, due diligence reports, and suspicious activity reports (SARs), in accordance with internal and regulatory requirements.
Collaborated with internal and external stakeholders, addressing inquiries, providing necessary information, and supporting regulatory examinations or audits.
Conducted periodic reviews and quality checks on KYC files and processes to identify areas for improvement and mitigate compliance risks.

Summary

Overview

Work History

International Compliance Senior Manager

Senior Officer - Compliance

Deputy Manager

Education

Post Graduate Diploma - Banking Services

Master of Business Administration (MBA) - HR & Marketing

Bachelor of Technology (BTech) - CSE

Skills

Certification

Accomplishments

Timeline

Similar Profiles

Sunil PandeySunil Pandey

GAURAV CHAUHANGAURAV CHAUHAN

Mangapathi Rao PandiMangapathi Rao Pandi

SUMAN KUMARSUMAN KUMAR

Nithin SaraNithin Sara