THARIQ ALAM
Bangalore
Summary
Totally 6.5 years of experience in various stages of investment banking operations and expert in handling the products such as Equity, Bonds, Structure product - Prematching & settlement, Reconciliation and Derivative operations. Seeking a position to learn and employ the skills acquired and to gain further experience for betterment of my carrier from your esteemed organization.
Overview
6
6
years of professional experience
4
4
Languages
Work History
SME - Senior Analyst
Barclays Global Securities
9 2022 - Current
- Processed settlements for equities, bonds & funds for UK & EMEA operations.
- Handled end to end process from trade matching to reconciliation ensuring trade economics are validated with counterparty.
- Dealing with Geneva, Monaco & Jersey entities - Equity and bond trades for Omgeo matching for T+0 by sending emails or contact counterparty through phone and ensure the matching
- For non-Omgeo clients, should get the paper confirmation via email and should be processed on or before VD
- Amending the trade economic when there is a mismatch on order such as Interest, commission, Tax, TD&VD by getting confirmation from Front office
- Handling Prematching effectively by contact CP for any SSI discrepancy and short position from CP to ensure the settlement on VD
- Arrange smooth settlement for early currency market trades on VD by taking all necessary action
- Managing the failing efficiently by contacting CP via phone and following the escalation matrix
- Booking netting and cross border movements whenever its require to settlement the DVP trades and follow with custodian till settlement in order to avoid any future buy-in risk for our delivery trades
- Handling the breaks by checking breaks que on daily basis and post the ledger when it requires to clear the breaks
- Preparing various reports on monthly basis such as STP, Fails, DCF which will be presented to front office and onshore team
- I have trained 2 FT in Jersey settlement and 1 FT in Monaco settlement.
- I was part of CSDR project to build this process very organized by working with various internal teams and custodian.
- Connected with all custodians such as BBH, CITI & Clearstream to give the feed on CSDR penalty details on daily basis and monthly basis to our Barclays application
- By reviewing daily reports, if there are any penalty we received more than 500 EUR should be investigated and amount will be reclaimed from CP.
- Have to prepare a report on monthly basis and analysis will be done on total debit and credit which will be shared to the stakeholders.
SME - Analyst
Bank of New York Mellon
11.2018 - 09.2022
- Analyzing the trade instruction and identifying transactions
- End to end validation of trade instruction
- Query handling with onshore and client
- Brainstorming with juniors for effective resolution of queries
- Efficiency check post update of existing software (Tap 16, Tap 17 and Tap 18)
- Allocation of work to team members and reviewing work of subordinates
- Conducting a team huddle and discussing team member's inputs
- Monitoring chats for cut off update and providing external confirmation for fund closure to generate NAV without any delay
- To ensure that the team is aware of all new incidents and updates in the process
- Handling the escalations and onshore issues/ calls
- Handling on call/ email request from clients for additional instructions to be process immediately
- To keep the team leader aware of the issue in the process and the team
- To collaborate with the team to identify the error causing areas and to work on the same to Improve the effective processing
- Preparing CAM for the juniors
- Sending EOD reports to the management
- Giving automation idea to the management for avoiding manual errors.
Education
MBA -
Jansons School of Business
CoimbatoreB.Tech - undefined
PSG College of Technology
12th - undefined
Gugai Higher Secondary School
10th - undefined
Gugai Higher Secondary School
Skills
Training and mentoring
Strong analytical skills
Expertise in subject matter
Customer Focus
Analytical Skills
Accomplishments
- I have worked for Syracuse migration process Which was successfully migrated and my name was published in BNY MELLON monthly paper
- I have supported the team by giving innovation ideas and for control check on money market Funds
- I have completed more training programs internally to gain subjective product knowledge
- Trained new team members and also to the onshore counterparts during the India out exercise and have been rewarded as a good trainer.
- Received multiple appreciations from the onshore counterparts and identified as potential Processor as well as verifier in the short span of time.
- Supported the team during the BCP situation.
Personal Information
- Age: 30
- Father's Name: Mr. Anwar Basha H
- Date of Birth: 10/19/93
- Gender: Male
Timeline
SME - Analyst
Bank of New York Mellon
11.2018 - 09.2022
SME - Senior Analyst
Barclays Global Securities
9 2022 - Current
MBA -
Jansons School of Business
B.Tech - undefined
PSG College of Technology
12th - undefined
Gugai Higher Secondary School
10th - undefined
Gugai Higher Secondary School
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