Vardhaman Surana

• Enhanced KYC compliance by conducting thorough customer due diligence and risk assessments.
• Served as a subject matter expert on KYC matters, providing advice and support during internal audits or regulatory examinations.
• Worked closely with legal and compliance teams to address any regulatory concerns or potential sanctions breaches.
• Promoted a strong compliance culture throughout the organization by raising awareness about the importance of KYC and AML in preventing financial crime.
• Streamlined the onboarding process for new clients, resulting in more efficient account openings.
• Participated actively in process improvement initiatives, identifying areas for optimization within the KYC function.
• Increased accuracy in customer risk ratings by refining existing methodologies and incorporating additional data sources.
• Performed quality assurance checks on completed KYC files, ensuring accuracy and completeness while adhering to internal policies and regulatory standards.
• Achieved high levels of customer satisfaction through prompt resolution of queries related to KYC information or documentation requests.
• Provided guidance and training to junior analysts, fostering a culture of continuous learning within the team.
• Collaborated with cross-functional teams to develop strategies for addressing regulatory requirements and expectations.
• Reduced false positives in transaction monitoring alerts by calibrating system parameters based on historical data analysis.
• Maintained strong relationships with internal stakeholders, collaborating effectively to resolve issues related to client documentation or risk assessments.
• Supported the implementation of new technology solutions, enhancing the efficiency of KYC processes and reducing manual efforts.
• Performed periodic reviews and reports on merchants to comply with rules, regulations and KYC requirements.

Started my career as management trainee in Indian Commodity Exchange.

Onboarding and registration of new clients in commodity exchange and facilitating smooth operations.

Surveillance of trade operations in commodity markets.

Enabling smooth merger and acquisition of NMCE and ICEX.

Developed mobile application and website enhancement of the exchange.