Chinmay Tandel
Vasai
Summary
I seek challenging opportunities where I can fully use my skills for the success of the organization.
Overview
6
6
years of professional experience
Work History
Assistant Manager
IndusInd Bank Ltd
Mumbai
03.2024 - Current
- Verifying and processing Delivery Instruction Slip (DIS) for off-market, on-market, and inter-depository transfers in both NDSL and CDSL systems.
- Handled physical and electronic DIS submissions, ensuring signature verification and matching with client master.
- Entered and validated transactions in DP back office software ensured timely and accurate settlements in line with T+1 cycle.
- Processed pledge and unpledge instructions of securities as per client requests, including invocation, re-pledge, and closure instructions.
- Coordinated with clearing members, custodians, and clients, and assisted in resolving discrepancies or mismatches in instruction slips and NSDL/CDSL rejections.
- Maintained records of client holdings, lien marking, and pledge status for regulatory and audit purposes.
- Ensured compliance with SEBI, NSDL, and CDSL regulations regarding transaction limits, KYC norms, and documentation.
- Handled end-to-end processing of transmission cases for demat accounts under both NSDL and CDSL depositories.
- Verifying and processing Transmission Request Forms (TRF) for scenarios involving the death of single or joint holders, registered nominee cases, and no nominee cases requiring legal heir documentation.
- Scrutinized and validated supporting documents, such as the Death Certificate, PAN, KYC documents, Client Master Reports, Affidavit, Indemnity Bond, No Objection Certificates (NOC) from legal heirs, and Succession Certificate, Probate of Will, or Letter of Administration when applicable.
- Executed transmission instructions through DP back-office systems (DPM/DP or CDSL New System).
- Guiding clients and legal heirs on proper documentation and compliance in line with SEBI and depository regulations.
- Ensured smooth and timely transfer of securities to nominee(s) or legal heir(s), minimizing rejection cases.
- Coordinating with compliance and legal teams for high-value or disputed transmission requests.
- Generated periodic MIS reports on pending and completed transmission cases for audit and compliance purposes.
- Uploading or marking demise intimation in KRA site with TAT as NSDL and CDSL circulars
- Verifying and processing closure-related activities of both NSDL and CDSL clients.
- Guiding documentation process to both clients and branches in closure-related cases with seniors where there is holding in a demat account and NIL holding in a demat account.
- Delivered prompt, accurate, and excellent customer service by analysing and resolving clients' queries in an accurate and timely manner.
- Giving and supporting roles whenever required in the Demat account opening team in validating or processing the forms.
Assistant Manager
HDFC Bank Ltd
Mumbai
12.2022 - 03.2024
- Core activities – Operation work – Analysis of PAN India MIS, Checking Legal filling on Delinquent Customers, Handling Regulatory reporting such RBI Against Bank Data, RBI Legal initiation on NPA Cases, Revert to Queries raised by Line team, Analysis and tracking of target & recovery of 180+ people,Vendor staff Tracking.
- JOB RESPONSIBILITIES :-
- Filling of Legal initiation of Delinquent Customers: filing of Complaints 138 Negotiable Instrument Act, Debt Recovery Tribunal Proceedings, Arbitration Proceedings, SARFAESI and Civil Suits etc.
- Preparing various MIS’s i.e., Legal Overview status, Non-movement of Legal stages, Delay in filing Legal, Daily Recovery position for NPA & irregular cases, Analysis on regular & Closed Case, Monitoring Cases Next Hearing date & update status, etc. Analysis of Supra mentioned MIS and publish the MIS on monthly/Quarterly, where legal not initiated, Non movement of Stages, Withdrawal of Cases where customer regularized or close the funding.
- END to END Tracking of Against Bank Cases : In Agri Segments, after the launch of PMFBY, rapid growth has been noticed in Crop insurance cases under Consumer Forum. In this activity, I am handling all the activities from receiving the summons till final closure of the cases. This activity also includes Publishing of Monthly MIS, Distributing recovery Targets to 180+ remedial mangers and Tracking that MIS How much recovery is done against that target and analysing the same, Tracking of Vendor staff hired by hdfc bank ltd for their remedials mangers.
Support Executive
Yes bank (Team space)
Mumbai
07.2021 - 12.2022
- Working as an support executive in yes bank operation department :-
- Handling disbursement process of invertory funding department.
- Verifying the ROI, charges & the credit terms & condition set by Bank Policy
- Preparing facility letter (FL) based on Cam prepare by credit team.
- Verifying physical loan document and Coordinate with RM and sales team as well as credit and product team regarding Disbursal of loan.
- Basic Data Entry of disbursement file in system.
- Handling day to day transaction as well as indent from various car dealers.
- Handling storge activities of disbursement files and property files.
- Verifying property files for any secured loan as per bank policy.
- Handling of customer and RM query for inventory funding and any term loan.
- Handling all letter regarding activities i.e Roi letter (Inventory funding and term loan),No due certificate etc.
- Handling charge creation and charge satisfaction on MCA site for inventory, term loan and property. Checking company and customer KYC
US Tax Associate
Datamatics global service limited
Mumbai
11.2020 - 04.2021
- Preparing and reviewing 1040, 1120s,1041,1065 tax returns for USA citizens individuals and co-operate.
- clients Worked on profx and cch access software
- Good knowledge of U.S tax 1040 Individual
US Tax Associate
Datamatics global service limited
Mumbai
12.2019 - 04.2020
- Preparing and reviewing 1040, 1120s,1041,1065 tax returns for USA citizens individuals and co-operate clients
- Worked on profx and cch access software
- Good knowledge of U.S tax 1040 Individual
Education
MBA - Finance And Accounting
D.Y.Patil Vidyapeeth (Deemed To Be University)
Pune01-2025
Bachelor in Accounting And Finance -
St Gonsalo Garcia Collage
Mumbai01-2018
HSC -
New English Jr Collage
Mumbai01-2015
SSC -
St.farnsis, Xavier,high, School
Mumbai01-2013
Skills
- MIS reporting
- Customer relationship management
- Problem solving
- Time management
- Quick Learner
- Team Player
- Advance Excel
- Transaction processing
Timeline
Assistant Manager
IndusInd Bank Ltd
03.2024 - Current
Assistant Manager
HDFC Bank Ltd
12.2022 - 03.2024
Support Executive
Yes bank (Team space)
07.2021 - 12.2022
US Tax Associate
Datamatics global service limited
11.2020 - 04.2021
US Tax Associate
Datamatics global service limited
12.2019 - 04.2020
MBA - Finance And Accounting
D.Y.Patil Vidyapeeth (Deemed To Be University)
Bachelor in Accounting And Finance -
St Gonsalo Garcia Collage
HSC -
New English Jr Collage
SSC -
St.farnsis, Xavier,high, School