Regulatory Reporting and Financial Controls professional with 3+ years of experience at a global financial institution. Strong expertise in end-to-end trade lifecycle events, reconciliation and reporting, data quality controls and variance analysis across jurisdictions and regulations like CFTC, SEC, EMIR, SFTR, MIFID, ASIC, KRX, etc.
Work History
Assistant Manager
2 Years 8 Months
Bank of America | 02.2024 - Current
Business Analytics: Designed and implemented automated reporting controls, significantly improving data accuracy and reducing manual intervention and error rates.
Project management: Managed on-boarding of new rewrites happening in the regulatory reporting space.
Prepared technical specifications, testing documentation and business cases to support reporting enhancements and control implementations.
Own end-to-end regulatory and market report reconciliations, ensuring timely identification, investigation and resolution of breaks and exceptions.
Team Collaboration: Trained and mentored new joiners, strengthening team capability and ensuring effective knowledge transfer.
Reviewed regulatory reports and controls prepared by junior team members, ensuring adherence to internal control standards and quality benchmarks.
Variance Analysis: Performed variance analysis across jurisdictions, proactively identifying inconsistencies in reporting and coordinating upstream remediation.
Team Leader
1 Year 7 Months
Bank of America | 06.2022 - 01.2024
Data Visualization: Developed Management Information and reporting dashboards using advanced Excel and Tableau to monitor reporting quality, exceptions, and trends.
Investigated and resolved trade discrepancies and client queries, working closely with stakeholders to achieve timely resolution of the issues.
Performed enhanced quality assurance checks on OTC and ETD market reports, identifying root causes of reporting issues and reconciliation.
Management Trainee
1 Year 2 Months
Indospirit Distribution Limited | 06.2018 - 08.2019
Managed the import and export business of the world’s largest brewer - Anheuser-Busch InBev.
Supported client companies to make discerning distribution strategies by showcasing historical and future demand projections.
Researched, collated, and analyzed market intelligence reports and executed logistics strategies.
Demonstrated proficiency in providing strategic advice to the clients within the Chemicals and Transportation sectors, with a focus on Mobility-as-a-Service.
Identified the consolidation potential and reduced shipments by 27% and developed an implementation plan to optimize the business, developed RFP packages.
Developed Air Freight Market Competitiveness model based on Airfreight index/rates in the market.
Intern Consultant
1 Month
GEP | 05.2021 - 06.2021
o Demonstrated proficiency in providing strategic advice to the clients within the Chemicals and Transportation sectors, with a focus on Mobility-as-a-Service.
o Identified the consolidation potential and reduced shipments by 27% and developed an implementation plan to optimize the business, developed RFP packages.
o Developed Air Freight Market Competitiveness model based on Airfreight index/rates in the market.
Live Project
1 Month
Takshashila Consulting | 07.2021 - 08.2021
Developed a business solution plan for an Indian FMCG company using a problem-solving toolkit.
Developed comprehensive financial models for various projects, facilitating accurate valuation and strategic decision-making.
Senior Associate
1 Year
The Indian Economist (now Qrius) | 05.2016 - 05.2017
Strategically expanded the platform's outreach/influence by working with veteran columnists to widen target audience reach.
Education
MBA - Banking And Finance
International Management Institute | New Delhi | 04-2022
Percentage: 83.90
B.A.(H) - Eco
Lady Shri Ram College For Women | New Delhi | 04-2018
Percentage: 65.22
12th
Dewan Public School | Meerut | 04-2015
Percentage: 96.00
10th
Dewan Public School | Meerut | 03-2013
Percentage: 95.00
Skills
Regulatory Reporting
Reconciliation
Data Quality Controls
Variance and Exception Analysis
OTC and ETD Reporting
Advanced MS Excel
Certification
Certificate in Applied Finance, Treasury and Analytics, EY