Sharath Gowda P
Kolar
Summary
Dynamic Senior Associate with expertise in AML compliance and risk assessment at Genpact India Pvt Ltd. Proven ability to enhance due diligence processes and investigate suspicious activities, ensuring robust transaction monitoring. Recognized for strong analytical skills and effective time management, driving improvements in operational efficiency and client risk profiling.
Overview
5
5
years of professional experience
Work History
Senior Associate
Genpact India Pvt Ltd
Bengaluru City
04.2024 - Current
- Trained in Transaction monitoring, Political Exposed Person, Sanctions and Due diligence.
- Conduct a review of customer file to check accuracy, completeness, and ensuring all supported documentation is uploaded.
- Transaction Monitoring- Monitoring the transactions on triggered customer profile if there is any suspicious activity in the customer account or not and providing conclusion to those profiles
- TM L1A process – Starting the investigation and adding the counterparties who all are involved in suspicious activities, Compiling their transactions, SAR filing, reporting the investigation and take actioning on the suspicious users.
- Verify individuals' identity through Passport, Driving license, Credit Report and Sources of funds which are precautionary against identification theft and fraudulent activities.
- Comprehensive investigation of potential suspicious money laundering activity and terrorist financing.
- Assisted in the development and implementation of AML/ KYC policies and procedures.
- ATO - PTO Account Take over Identifying the Theft in which Criminals gain control of a customer accounts.
Senior Analyst
Fidelity National Financial India Pvt Ltd
Bengaluru
07.2020 - 12.2023
- Performing CDD on Onboarding Accounts.
- Carry out the function to ensure completeness of CDD information and documentation for clients that is current, valid and complete and check quality of CDD information as required and assess associated risks.
- Examine Client data Documentation & Negative News in order to Determine Client Risk profile. Performing name screening and obtaining Negative News & Facts for Customers and Identifying the PEP, sanction and Adverse media.
- Participated in team meetings to discuss emerging risks and share insights on AML/KYC best practices. Trained in Transaction monitoring, Political Exposed Person, Sanctions and Due diligence.
- A result oriented professional with 2.1 years of experience in Banking, Financial services & Operations.
- Working for a Banking process to Bank of America Clients. As an analyst my responsibility is to identify and solve the issues relating to the performance of business operations and working closely with client support service.
- Experience in financial Services transactional data analysis, Managing escalations/inquiries in a timely manner.
- Performing the IDD and CDD due diligence on new Clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new Clients and risk rating.
- Proven track record of working under pressure. Identifying, planning & implementing effective control measures to improve the quality of the team
Education
Bachelor of Commerce - Accounting And Taxation
BGS College of Commerce
Malur06-2019
Skills
- KYC Onboarding
- Risk assessment
- Enhance due diligence
- Risk and fraud investigation
- AML Compliance
- Transaction Monitoring
- ATO - Account Taken over
- SFI - Stolen Financial Instument
- Investigate and analytical abilities
- Time management
- Escalations investigation
Affiliations
- Interests
Travelling
Cricket
Kabbadi
Swimming
Languages
kannada
First Language
English
Proficient (C2)
C2
Hindi
Advanced (C1)
C1
Telugu
Advanced (C1)
C1
Accomplishments
- Promoted from L0 to L1A level (11/2024- Currently) - As my performance was exceed expectations almost all the time and there was no error hence, I was promoted
- Best performer in AML- Transaction Monitoring & Due Diligence - Awarded best performer for that month as my quality was good and was also taking initiative to support in other daily activities
Disclaimer
- I hereby declare that the above-mentioned information is accurate to the best of my knowledge and belief.
Timeline
Senior Associate
Genpact India Pvt Ltd
04.2024 - Current
Senior Analyst
Fidelity National Financial India Pvt Ltd
07.2020 - 12.2023
Bachelor of Commerce - Accounting And Taxation
BGS College of Commerce
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